Peter Rinaldi
Professional summary
Peter Rinaldi, who also goes by Peter J Rinaldi, Peter J. Rinaldi, Peter Joseph Rinaldi, is a registered financial professional currently at BMO CAPITAL MARKETS CORP. located in New York, New York.
Peter is registered as a RR (Registered Representative) and started their career in finance in 2004. Peter has worked at 6 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 31, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter Rinaldi's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 11, 2025 - Present
BMO CAPITAL MARKETS CORP.
Office #1: 151 West 42nd St, New York, NY 10036May 26, 2010 - October 27, 2010
TD AMERITRADE, INC.
April 22, 2008 - May 26, 2010
BELLEVUE CHICAGO, LLC
October 31, 2006 - October 4, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 30, 2006 - October 4, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
May 22, 2006 - October 30, 2006
MORGAN STANLEY DW INC.
April 24, 2006 - October 30, 2006
MORGAN STANLEY DW INC.
January 30, 2004 - March 1, 2006
MFS FUND DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 7/11/2025
General Securities Representative ExaminationFINRA
Current Firm
BMO CAPITAL MARKETS CORP.
CRD#: 16686 / SEC#: 801-73047, 8-34344
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BMO FINANCIAL CORP. | SHAREHOLDER | |
| BRICKLEY, THOMAS JOHN | FINANCIAL AND OPERATIONS PRINCIPAL | 3028843 |
| ESTEY, WARREN FRANCIS | MANAGING DIRECTOR, INVESTMENT BANKING | 3114183 |
| FORLENZA, MICHAEL | HEAD, CHIEF OPERATING OFFICER | 5886049 |
| KAHRAMAN, LEVENT | MANAGING DIRECTOR, GLOBAL MARKETS | 2802822 |
| WOODWARD, JOEL EDWARD | CHIEF FINANCIAL OFFICER | 5467904 |
| YUKILEVICH, DANIEL | CHIEF COMPLIANCE OFFICER | 5635481 |
Regulatory assets under management
| Total Number of Accounts | 4 |
| AUM (Assets Under Management) | $ 1,210,751,477 |
Disclosures
| Regulatory Event | 46 |
| Civil Event | 1 |
Red Flags
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