DP
Daryl J. Petry
CETERA INVESTMENT ADVISERS LLC
NOBLESVILLE, IN 46060
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CRD#: 4746188
DP
Professional summary
Daryl J Petry is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Noblesville, Indiana and CETERA WEALTH SERVICES, LLC located in Noblesville, Indiana.
Daryl is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Daryl has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Pete's Partners, LLP~'NIR'~6195 N County Road 800 E~Union City~IN~47390~Rental Property~Other~7/22/2004~1hrs~1hrs~I provide bookkeeping and tax preparation. 2) DASU Realty. LLC~'NIR'~408 S 9th Street~Noblesville~IN~46060~Rental Property~Owner~11/1/2002~10hrs~5hrs~Managing the building. 3) Daryl J Petry, P.C.~'NIR'~408 S. 9th Street~Noblesville~IN~46060~Accounting Services/Tax Preparation~Owner~10/6/1999~35hrs~32hrs~This is the entity name for the tax and accounting practice. 4) BOYS & GIRLS CLUB OF NOBLESVILLE POSITION: Member of the Board of Directors NATURE: Board Position/Office INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 3 START DATE: 01/21/2012 ADDRESS: 1448 Conner Street, Noblesville IN 46060, United States DESCRIPTION: I amcurrently Vice Presidentand a board member for this organization. Starting in January of 2021 i will be serving as President of the Board 5) PETRY WEALTH MANAGMENT POSITION: President NATURE: Business name for Avantax business INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 60 START DATE: 09/01/2009 ADDRESS: 408 S 9th Street, Suite 100, Noblesville IN 46060, United States DESCRIPTION: Business name for Avantax business
CRS (Client Relationship Summary) - RIA
Click below to view Daryl J Petry's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 298 N 9th Street, Noblesville, IN 46060RIA
CRD#: 105644
NOBLESVILLE, IN
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 408 S 9th Street Ste 100, Noblesville, IN 46060BD
CRD#: 13572
NOBLESVILLE, IN
Past
October 7, 2004 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
NOBLESVILLE, IN
Past
September 9, 2004 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
NOBLESVILLE, IN
Past
July 14, 2004 - October 8, 2004
AMERICAN GENERAL SECURITIES INCORPORATED
RIA
CRD#: 13626
NOBLESVILLE, IN
Past
January 29, 2004 - October 8, 2004
AMERICAN GENERAL SECURITIES INCORPORATED
BD
CRD#: 13626
PHOENIX, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/5/2025)
RR
Colorado(9/5/2025)
RR
Florida(9/5/2025)
RR
Georgia(9/5/2025)
RR
Illinois(9/5/2025)
RR
Indiana(9/5/2025)
IAR
Indiana(9/5/2025)
RR
Kentucky(9/5/2025)
RR
Minnesota(9/5/2025)
RR
North Carolina(9/5/2025)
RR
Ohio(9/5/2025)
RR
South Carolina(9/5/2025)
RR
Tennessee(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
RR
Washington(9/5/2025)
RR
West Virginia(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
