Steve J. Kim
Professional summary
Steve J Kim is a registered financial professional currently at CHAMPLAIN ADVISORS, LLC located in Christiansted Town, .
Steve is registered as a RR (Registered Representative) and started their career in finance in 2005. Steve has worked at 2 firms and has passed the Series 63, SIE, Series 7TO and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steve J Kim's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 17, 2023 - Present
CHAMPLAIN ADVISORS, LLC
Office #1: No. 7 King Street Unit 3-5 3rd Floor, Christiansted Town, VI, 00820November 2, 2005 - January 31, 2007
THE SPARTAN GROUP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/12/2023)
(10/17/2023)
(12/12/2023)
(10/17/2023)
(10/17/2023)
(10/17/2023)
Exams
Series 7TO
Date: 9/26/2023
General Securities Representative ExaminationFINRA
Current Firm
CHAMPLAIN ADVISORS, LLC
CRD#: 129560 / SEC#: , 8-66233
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
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Company Information
CHAMPLAIN ADVISORS, LLC
CRD#: 129560Christiansted Town, VI 00820TRUST BUT VERIFY
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