Kevin W. Bubb

ESTATE MANAGEMENT COUNSELORS,LLC

ATLANTA, GA 30342

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CRD#: 4745631

Professional summary

Kevin Wilbur Bubb, CFP® is a registered financial advisor currently at ESTATE MANAGEMENT COUNSELORS,LLC located in Atlanta, Georgia.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Kevin has worked at 2 firms and has passed the Series 63, Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Wilbur Bubb's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

February 26, 2014 - Present

ESTATE MANAGEMENT COUNSELORS,LLC

Office #1: 5064 Roswell Road C300, Atlanta, GA 30342

RIA

CRD#: 126624

ATLANTA, GA

Past

January 28, 2004 - April 15, 2005

TRIAD ADVISORS LLC

CRD#: 25803

ATLANTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ESTATE MANAGEMENT COUNSELORS,LLC

CRD#: 126624 / SEC#: 801-113235

RIA

Registered Investment Advisory firm - (5/16/2018 Approved)

Georgia

Registered Investment Advisory firm - (10/5/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(10/9/2018)

IAR

Georgia
(2/26/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/30/2003

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 7/21/2003

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 1/27/2004

General Securities Representative Examination

Current Firm

ESTATE MANAGEMENT COUNSELORS,LLC

CRD#: 126624 / SEC#: 801-113235

RIA

Registered Investment Advisory firm - (5/16/2018 Approved)

Georgia

Registered Investment Advisory firm - (10/5/2018 Terminated)

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Contact information

Main Address

5064 Roswell Road C-300, Atlanta, GA 30342

Mailing Address

Phone number

(404) 250-9798

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EMC ADV BROCHURE (3/10/2025)

Regulatory assets under management

Total Number of Accounts	941
AUM (Assets Under Management)	$ 245,553,292

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/31/2025	Cover Page	Report
01/06/2025	Cover Page	Report
12/20/2023	Cover Page	Report
11/08/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kevin W. Bubb

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Wilbur Bubb's CRS (Customer Relationship Summary).

Certified licenses

Experience

ESTATE MANAGEMENT COUNSELORS,LLC

TRIAD ADVISORS LLC

Primary Firm SEC Registration

ESTATE MANAGEMENT COUNSELORS,LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/30/2003

Series 65

Date: 7/21/2003

Series 7

Date: 1/27/2004

Current Firm

ESTATE MANAGEMENT COUNSELORS,LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ESTATE MANAGEMENT COUNSELORS,LLC

TRUST BUT VERIFY

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