David D. Blair
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Dilworth Blair, who also goes by David D. Blair, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2004. David had worked at 5 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 14, 2007 - January 1, 2025
BLAIR INVESTMENTS LLC
May 4, 2005 - January 3, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
May 4, 2005 - July 3, 2006
IDS LIFE INSURANCE COMPANY
May 4, 2005 - January 3, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
December 8, 2004 - April 22, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
December 8, 2004 - April 22, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
July 27, 2004 - August 20, 2004
MORGAN STANLEY DW INC.
June 14, 2004 - August 20, 2004
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BLAIR INVESTMENTS LLC
CRD#: 144539 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 11 |
| AUM (Assets Under Management) | $ 12,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
