Kyle S. Morgan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kyle Spencer Morgan was a registered financial professional .
Kyle is a previously registered financial professional and started their career in finance in 2004. Kyle had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 12, 2010 - November 24, 2017
MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC
November 11, 2009 - November 24, 2017
FEDERATED SECURITIES CORP.
March 4, 2004 - November 24, 2017
FEDERATED INVESTMENT COUNSELING
January 23, 2004 - November 24, 2017
FEDERATED SECURITIES CORP.
Primary Firm SEC Registration
MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC
CRD#: 109355 / SEC#: 801-55094
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC
CRD#: 109355 / SEC#: 801-55094
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,392 |
| AUM (Assets Under Management) | $ 11,663,958,404 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
