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DB

Daniel M. Brown

MILES BROWN ASSET MANAGEMENT
San Rafael, CA 94903
Some features on this profile are disabled
CRD#: 4743534
DB

Professional summary

Daniel Montese Brown, who also goes by Daniel Brown, Brown Daniel, is a registered financial advisor currently at MILES BROWN ASSET MANAGEMENT located in San Rafael, California.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Daniel has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Daniel Brown | Brown Daniel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Montese Brown's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 26, 2016 - Present

MILES BROWN ASSET MANAGEMENT

Office #1: 175 N Redwood Drive Suite 140, San Rafael, CA 94903
RIA
CRD#: 283960
San Rafael, CA
Past

June 18, 2015 - August 12, 2016

PFG ADVISORS

RIA
CRD#: 173344
SANTA ROSA, CA
Past

September 17, 2012 - July 1, 2016

LPL FINANCIAL LLC

RIA
CRD#: 6413
SANTA ROSA, CA
Past

September 14, 2012 - July 28, 2016

LPL FINANCIAL LLC

BD
CRD#: 6413
SANTA ROSA, CA
Past

March 21, 2011 - September 18, 2012

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
SEBASTOPOL, CA
Past

March 18, 2011 - September 18, 2012

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
SEBASTOPOL, CA
Past

May 2, 2009 - March 21, 2011

CHASE INVESTMENT SERVICES CORP.

RIA
CRD#: 25574
SANTA ROSA, CA
Past

May 2, 2009 - March 21, 2011

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
SANTA ROSA, CA
Past

November 19, 2008 - May 2, 2009

WAMU INVESTMENTS, INC.

RIA
CRD#: 599
SANTA ROSA, CA
Past

November 18, 2008 - May 2, 2009

WAMU INVESTMENTS, INC.

BD
CRD#: 599
SANTA ROSA, CA
Past

June 5, 2008 - October 28, 2008

MORGAN STANLEY & CO. LLC

RIA
CRD#: 8209
SANTA ROSA, CA
Past

June 5, 2008 - October 28, 2008

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
SANTA ROSA, CA
Past

February 5, 2008 - March 3, 2008

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
SANTA ROSA, CA
Past

February 5, 2008 - March 3, 2008

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
SANTA ROSA, CA
Past

January 16, 2006 - September 27, 2007

RBC CAPITAL MARKETS, LLC

RIA
CRD#: 31194
SANTA ROSA, CA
Past

October 28, 2005 - September 27, 2007

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
SANTA ROSA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(7/26/2016)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/13/2006
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 7/28/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/27/2005
General Securities Representative Examination

Current Firm

MB
MILES BROWN ASSET MANAGEMENT
MILES BROWN ASSET MANAGEMENT | MILES BROWN ASSET MANAGEMENT, LLC

CRD#: 283960 / SEC#:

California
Registered Investment Advisory firm - (7/26/2016 Approved)
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Contact information

Main Address
4863 Old Redwood Highway Suite B, Santa Rosa, CA 95403
Mailing Address
Phone number
(415) 696-7600
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts160
AUM (Assets Under Management)$ 55,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MILES BROWN ASSET MANAGEMENT

CRD#: 283960San Rafael, CA 94903

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