TT
Thomas M. Tacia
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Big Rapids, MI 49307
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CRD#: 4743132
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Professional summary
Thomas Michael Tacia, who also goes by Thomas Tacia, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Big Rapids, Michigan and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Big Rapids, Michigan.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Thomas has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Thomas Tacia
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) TACIA WEALTH MANAGEMENT - INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2) ST. MARY'S SCHOOL BOARD, 927 MARION, BIG RAPIDS, MI, 11/2015, BOARD MEMBER, FINANCE COMMITTEE, NIR, 2 HR/MO - 0/TRADING. 3) MECOSTA COUNTY COMMUNITY FDN, BIG RAPIDS, MI, 8/2015 AS BOARD MEMBER. NIR - NPO - 4 HR/MO - 2/TRADING. 3) SPIRIT OF THE SEASON, 4424 W 48TH ST, FREMONT, MI, 11/2015, TREASURER. NIR - 1 HR/MO - 0/TRADING. 4) FRIENDS OF FERRIS BOARD, BIG RAPIDS, MI. BEGAN ON 1/1/15 AS A BOARD MEMBER, WHO CANNOT ACT ON BEHALF OF THE FOF BOARD WITHOUT PERMISSION OF THE OTHER BOARD MEMBERS. PLAN ANNUAL DINNER/AUCTION BANQUET AND TO RAISE MONEY FOR OUR PAC. 1 HR/MONTH, NONE DURING TRADING. 5) SHAMROCK INVITATIONAL, 4424 W 48TH ST, FREMONT, MI, 11/2015, BOARD MEMBER. NIR - 1 HR/MO - 0/TRADING. 6) COMMITTEE TO ELECT BRIAN MILLER FOR SHERIFF, MECOSTA COUNTY, PO BOX 1654 BIG RAPIDS, MI, COMMITTEE CHAIR- FINANCE DIRECTOR, 01/30/20, NIR, 2/WK- 0/TRADING 7) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 04/27/2011 8) TWM PROPERTIES, LLC, 221 Maple Street, Big Rapids MI 49307, United States, 08/20/2025, Owner, Real Estate, NIR, 2 HR/MO - 0 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Michael Tacia's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 26, 2011 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 221 Maple St, Big Rapids, MI 49307RIA
CRD#: 134139
Big Rapids, MI
Current
April 26, 2011 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 221 Maple St, Big Rapids, MI 49307BD
CRD#: 39543
Big Rapids, MI
Past
August 25, 2010 - April 29, 2011
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
BIG RAPIDS, MI
Past
March 10, 2004 - April 29, 2011
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
BIG RAPIDS, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/25/2024)
RR
Colorado(11/17/2020)
RR
Connecticut(1/2/2025)
RR
Florida(4/26/2011)
RR
Michigan(4/26/2011)
IAR
Michigan(4/26/2011)
RR
Ohio(1/2/2025)
RR
Texas(2/9/2018)
IAR
Texas(2/11/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
