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JZ

Juan R. Zuniga

DEDICATED CAPITAL ADVISORS
San Francisco, CA 94111
Some features on this profile are disabled
CRD#: 4743043
JZ

Professional summary

Juan Ramon Zuniga is a registered financial advisor currently at DEDICATED CAPITAL ADVISORS, LLC located in San Francisco, California.

Juan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Juan has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Juan Ramon Zuniga's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 15, 2018 - Present

DEDICATED CAPITAL ADVISORS, LLC

Office #1: 601 Montgomery St. Suite 1111, San Francisco, CA 94111
RIA
CRD#: 168132
San Francisco, CA
Past

June 3, 2014 - December 31, 2015

DEDICATED CAPITAL ADVISORS, LLC

RIA
CRD#: 168132
SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DC
DEDICATED CAPITAL ADVISORS, LLC
DEDICATED CAPITAL ADVISORS, LLC

CRD#: 168132 / SEC#: 801-78393

RIA
Registered Investment Advisory firm - (9/30/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(11/15/2018)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/15/2018
Uniform Investment Adviser Law Examination

Current Firm

DC
DEDICATED CAPITAL ADVISORS, LLC
DEDICATED CAPITAL ADVISORS, LLC

CRD#: 168132 / SEC#: 801-78393

RIA
Registered Investment Advisory firm - (9/30/2013 Approved)
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Contact information

Main Address
601 Montgomery St. Suite 1111, San Francisco, CA 94111
Mailing Address
Phone number
(415) 765-1778
Established
Firm type
Fiscal year end
# of Employees
2

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

DEDICATED CAPITAL ADVISORS LLC BROCHURE (3/28/2024)

Regulatory assets under management

Total Number of Accounts108
AUM (Assets Under Management)$ 106,050,182

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DEDICATED CAPITAL ADVISORS, LLC

CRD#: 168132San Francisco, CA 94111

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