Michael A. Lackwood
Professional summary
Michael Alexander Lackwood, who also goes by Michael Alexander Lackwood Jr, Michael Alexander Lackwood, Michael Lackwood, Michael A Lackwood, is a registered financial advisor currently at SPRING DELTA ASSET MANAGEMENT, LLC located in New York, New York.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Michael has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Alexander Lackwood's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 10, 2020 - Present
SPRING DELTA ASSET MANAGEMENT, LLC
Office #1: 125 Park Avenue 25th Floor, New York, NY 10017August 10, 2018 - April 30, 2020
AURORA PRIVATE WEALTH, INC.
August 10, 2018 - April 30, 2020
APW CAPITAL, INC.
September 21, 2011 - July 12, 2018
OPPENHEIMER & CO. INC.
September 6, 2011 - July 12, 2018
OPPENHEIMER & CO. INC.
December 19, 2006 - August 30, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 19, 2006 - August 30, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 3, 2006 - December 19, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
April 21, 2004 - July 3, 2006
IDS LIFE INSURANCE COMPANY
April 21, 2004 - December 19, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
February 10, 2004 - March 4, 2004
METROPOLITAN LIFE INSURANCE COMPANY
February 10, 2004 - March 4, 2004
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/9/2021)
(8/10/2020)
Exams
Current Firm
SPRING DELTA ASSET MANAGEMENT, LLC
CRD#: 307539 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 58 |
| AUM (Assets Under Management) | $ 27,956,525 |
Red Flags
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