Michael A. Lackwood

SPRING DELTA ASSET MANAGEMENT

New York, NY 10017

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CRD#: 4742917

Professional summary

Michael Alexander Lackwood, who also goes by Michael Alexander Lackwood Jr, Michael Alexander Lackwood, Michael Lackwood, Michael A Lackwood, is a registered financial advisor currently at SPRING DELTA ASSET MANAGEMENT, LLC located in New York, New York.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Michael has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Alexander Lackwood Jr | Michael Alexander Lackwood | Michael Lackwood | Michael A Lackwood

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1-Independent Insurance Agent, Investment related: Yes, 125 Park Avenue, New York, NY, 10017, Life, Disability and Long-Term care sales, Independent Insurance Agent, 08/13/2018, 3 hours per month , 3 hours per during trading hours, Life, Disability and Long-Term care sales 2-Brooklyn Emerging Leaders Academy, Investment related: No, 125 Stuyvesant, Brooklyn, NY, 11221, Help with organization and direction of the charter school, Treasurer, 12/16/2019, 3 Hours per month, 0 hours during trading hours, Help with organization and speak to CFO about budgets

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Alexander Lackwood's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 10, 2020 - Present

SPRING DELTA ASSET MANAGEMENT, LLC

Office #1: 125 Park Avenue 25th Floor, New York, NY 10017

RIA

CRD#: 307539

New York, NY

Past

August 10, 2018 - April 30, 2020

AURORA PRIVATE WEALTH, INC.

RIA

CRD#: 281604

Manhattan, NY

Past

August 10, 2018 - April 30, 2020

APW CAPITAL, INC.

CRD#: 43814

ROCKAWAY, NJ

Past

September 21, 2011 - July 12, 2018

OPPENHEIMER & CO. INC.

RIA

CRD#: 249

NEW YORK, NY

Past

September 6, 2011 - July 12, 2018

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

December 19, 2006 - August 30, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

NEW YORK, NY

Past

December 19, 2006 - August 30, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

October 3, 2006 - December 19, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

NEW YORK, NY

Past

April 21, 2004 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

April 21, 2004 - December 19, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

NEW YORK, NY

Past

February 10, 2004 - March 4, 2004

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

February 10, 2004 - March 4, 2004

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(6/9/2021)

IAR

Texas
(8/10/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/1/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/9/2004

General Securities Representative Examination

Current Firm

SPRING DELTA ASSET MANAGEMENT, LLC

SPRING DELTA ASSET MANAGEMENT | SPRING DELTA ASSET MANAGEMENT, LLC

CRD#: 307539 / SEC#:

New York

Registered Investment Advisory firm - (3/18/2020 Approved)

Texas

Registered Investment Advisory firm - (8/10/2020 Approved)

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Contact information

Main Address

125 Park Avenue 25th Floor, New York, NY 10017

Mailing Address

Phone number

(212) 960-8382

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	58
AUM (Assets Under Management)	$ 27,956,525

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael A. Lackwood

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Alexander Lackwood's CRS (Customer Relationship Summary).

Certified licenses

Experience

AURORA PRIVATE WEALTH, INC.

APW CAPITAL, INC.

OPPENHEIMER & CO. INC.

OPPENHEIMER & CO. INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/1/2004

SIE

Date: 10/1/2018

Series 7

Date: 2/9/2004

Current Firm

SPRING DELTA ASSET MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SPRING DELTA ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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