GI
Geoffrey K. Irungu
MML DISTRIBUTORS
HOUSTON, TX
Some features on this profile are disabled
CRD#: 4742813
GI
Professional summary
Geoffrey Kimani Irungu is a registered financial professional currently at MML DISTRIBUTORS, LLC located in Houston, Texas.
Geoffrey is registered as a RR (Registered Representative) and started their career in finance in 2004. Geoffrey has worked at 10 firms and has passed the Series 66, Series 79TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Geoffrey Kimani Irungu's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 15, 2023 - Present
MML DISTRIBUTORS, LLC
BD
CRD#: 38030
HOUSTON, TX
Past
July 25, 2023 - November 7, 2023
FORESIDE FINANCIAL SERVICES, LLC
BD
CRD#: 148477
PORTLAND, ME
Past
June 29, 2022 - October 25, 2022
SANFORD C. BERNSTEIN & CO., LLC
BD
CRD#: 104474
NASHVILLE, TN
Past
June 10, 2022 - October 25, 2022
ALLIANCEBERNSTEIN L.P.
RIA
CRD#: 108477
Houston, TX
Past
June 10, 2022 - October 25, 2022
ALLIANCEBERNSTEIN INVESTMENTS, INC.
BD
CRD#: 14549
NASHVILLE, TN
Past
December 11, 2019 - June 23, 2022
STEPHENS INVESTMENT MANAGEMENT GROUP, LLC
RIA
CRD#: 136369
Houston, TX
Past
December 11, 2019 - June 23, 2022
STEPHENS
RIA
CRD#: 3496
HOUSTON, TX
Past
December 11, 2019 - June 23, 2022
STEPHENS
BD
CRD#: 3496
HOUSTON, TX
Past
January 1, 2010 - June 3, 2019
INVESCO ADVISERS, INC.
RIA
CRD#: 105360
ATLANTA, GA
Past
November 22, 2006 - January 1, 2010
INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.
RIA
CRD#: 109264
HOUSTON, TX
Past
March 19, 2004 - June 3, 2019
INVESCO DISTRIBUTORS, INC.
BD
CRD#: 7369
HOUSTON, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/31/2024)
RR
Alaska(10/31/2024)
RR
Arizona(10/31/2024)
RR
Arkansas(10/31/2024)
RR
California(10/31/2024)
RR
Colorado(10/31/2024)
RR
Connecticut(10/31/2024)
RR
Delaware(10/31/2024)
RR
District of Columbia(10/31/2024)
RR
Florida(10/31/2024)
RR
Georgia(10/31/2024)
RR
Hawaii(10/31/2024)
RR
Idaho(10/31/2024)
RR
Illinois(10/31/2024)
RR
Indiana(10/31/2024)
RR
Iowa(10/31/2024)
RR
Kansas(10/31/2024)
RR
Kentucky(10/31/2024)
RR
Louisiana(10/31/2024)
RR
Maine(10/31/2024)
RR
Maryland(10/31/2024)
RR
Massachusetts(10/31/2024)
RR
Michigan(10/31/2024)
RR
Minnesota(10/31/2024)
RR
Mississippi(10/31/2024)
RR
Missouri(10/31/2024)
RR
Montana(10/31/2024)
RR
Nebraska(10/31/2024)
RR
Nevada(10/31/2024)
RR
New Hampshire(10/31/2024)
RR
New Jersey(10/31/2024)
RR
New Mexico(10/31/2024)
RR
New York(10/31/2024)
RR
North Carolina(10/31/2024)
RR
North Dakota(10/31/2024)
RR
Ohio(10/31/2024)
RR
Oklahoma(10/31/2024)
RR
Oregon(10/31/2024)
RR
Pennsylvania(10/31/2024)
RR
Puerto Rico(10/31/2024)
RR
Rhode Island(10/31/2024)
RR
South Carolina(10/31/2024)
RR
South Dakota(10/31/2024)
RR
Tennessee(10/31/2024)
RR
Texas(11/15/2023)
RR
Utah(10/31/2024)
RR
Vermont(10/31/2024)
RR
Virginia(10/31/2024)
RR
Washington(10/31/2024)
RR
West Virginia(10/31/2024)
RR
Wisconsin(10/31/2024)
RR
Wyoming(10/31/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MD
MML DISTRIBUTORS, LLC
CONNECTICUT MUTUAL FINANCIAL SERVICES, LLC. | MML DISTRIBUTORS, LLC | MML DISTRIBUTORS, LIMITED LIABILITY COMPANY
CRD#: 38030 / SEC#: , 8-48203
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1295 State Street, Springfield, MA 01111
Mailing Address
1295 State Street, Springfield, MA 01111
Phone number
(413) 737-8400
Established
Connecticut since 11/10/1994
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | MEMBER | |
| BAGGETTA, VINCENT COSIMO | CHIEF RISK OFFICER | 2431743 |
| DUCH III, EDWARD KARL | CHIEF LEGAL OFFICER, SECRETARY AND VICE PRESIDENT | 4808341 |
| MASSMUTUAL HOLDING LLC | MEMBER | |
| PUHALA, JAMES | CHIEF COMPLIANCE OFFICER | 5290483 |
| RISPOLI, FRANK JOSEPH | CHIEF FINANCIAL OFFICER AND TREASURER | 4364402 |
| STEELE, DOUGLAS ROBERT | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 5026710 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
