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FIRM PROFILE
Overview
MML DISTRIBUTORS, LLC is located at 1295 State Street, Springfield, MA 01111 and was first established at Boston, Connecticut in 11/10/1994. After operating for 31 years, MML DISTRIBUTORS, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of MML DISTRIBUTORS, LLC’s clients are individuals and 0% of their clients are high net worth individuals. MML DISTRIBUTORS, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at MML DISTRIBUTORS, LLC are registered to handle securities or provide financial advice. The firm has 3 disclosures, 3 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access MML DISTRIBUTORS, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at MML DISTRIBUTORS, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for MML DISTRIBUTORS, LLC Comes From
Understanding the Statistics for MML DISTRIBUTORS, LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
1295 State Street, Springfield, MA 01111
1295 State Street, Springfield, MA 01111
Small
(413) 737-8400
Connecticut since 11/10/1994
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | MEMBER | ||
| BAGGETTA, VINCENT COSIMO | CHIEF RISK OFFICER | 2431743 | |
| DUCH III, EDWARD KARL | CHIEF LEGAL OFFICER, SECRETARY AND VICE PRESIDENT | 4808341 | |
| MASSMUTUAL HOLDING LLC | MEMBER | ||
| PUHALA, JAMES | CHIEF COMPLIANCE OFFICER | 5290483 | |
| RISPOLI, FRANK JOSEPH | CHIEF FINANCIAL OFFICER AND TREASURER | 4364402 | |
| STEELE, DOUGLAS ROBERT | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 5026710 |
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Advisor's working at MML DISTRIBUTORS, LLC
Frank Joseph Rispoli
Jeffrey Michael Sajdak
John Daniel Penney
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