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JC

Jessica N. Coste

TCW INVESTMENT MANAGEMENT COMPANY LLC
Los Angeles, CA 90071
Some features on this profile are disabled
CRD#: 4742514
JC

Professional summary

Jessica Nmn Coste, who also goes by Jessica Nmn Coste, is a registered financial advisor currently at TCW INVESTMENT MANAGEMENT COMPANY LLC located in Los Angeles, California and TCW FUNDS DISTRIBUTORS LLC located in Los Angeles, California.

Jessica is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Jessica has worked at 14 firms and has passed the Series 66, Series 52TO, Series 99TO, SIE, Series 3, Series 7, Series 53, Series 10, Series 9 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Jessica Nmn Coste

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jessica Nmn Coste's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 29, 2022 - Present

TCW INVESTMENT MANAGEMENT COMPANY LLC

Office #1: 515 South Flower Street, Los Angeles, CA 90071
RIA
CRD#: 106546
Los Angeles, CA
Current

November 29, 2022 - Present

TCW FUNDS DISTRIBUTORS LLC

Office #1: 515 South Flower Street, Los Angeles, CA 90071
BD
CRD#: 16670
Los Angeles, CA
Past

February 9, 2021 - November 9, 2022

SANCTUARY ADVISORS, LLC

RIA
CRD#: 226606
San Antonio, TX
Past

February 9, 2021 - November 9, 2022

SANCTUARY SECURITIES, INC.

BD
CRD#: 205
MIAMI, FL
Past

November 19, 2019 - February 12, 2021

COREBRIDGE CAPITAL SERVICES, INC.

BD
CRD#: 13158
HOUSTON, TX
Past

August 6, 2018 - February 24, 2021

VALIC FINANCIAL ADVISORS, INC.

RIA
CRD#: 42803
HOUSTON, TX
Past

August 6, 2018 - February 24, 2021

VALIC FINANCIAL ADVISORS, INC.

BD
CRD#: 42803
HOUSTON, TX
Past

September 29, 2017 - July 3, 2018

LPL FINANCIAL LLC

RIA
CRD#: 6413
SAN DIEGO, CA
Past

September 29, 2017 - July 3, 2018

LPL FINANCIAL LLC

BD
CRD#: 6413
SAN DIEGO, CA
Past

July 28, 2017 - August 9, 2017

FARMERS FINANCIAL SOLUTIONS, LLC

RIA
CRD#: 103863
AGOURA HILLS, CA
Past

June 14, 2017 - August 9, 2017

FARMERS FINANCIAL SOLUTIONS, LLC

BD
CRD#: 103863
AGOURA HILLS, CA
Past

March 28, 2016 - June 9, 2017

OSAIC WEALTH, INC.

RIA
CRD#: 23131
SCOTTSDALE, AZ
Past

April 28, 2015 - June 9, 2017

OSAIC WEALTH, INC.

BD
CRD#: 23131
SCOTTSDALE, AZ
Past

April 1, 2013 - April 15, 2015

HARRISDIRECT LLC

RIA
CRD#: 42159
JERSEY CITY, NJ
Past

February 28, 2013 - April 15, 2015

E*TRADE SECURITIES LLC

BD
CRD#: 29106
JERSEY CITY, NJ
Past

January 2, 2013 - March 4, 2013

BB&T SECURITIES, LLC

RIA
CRD#: 142785
RICHMOND, VA
Past

January 2, 2013 - March 4, 2013

BB&T SECURITIES, LLC

BD
CRD#: 142785
RICHMOND, VA
Past

April 21, 2011 - January 2, 2013

SCOTT & STRINGFELLOW, LLC

RIA
CRD#: 6255
RICHMOND, VA
Past

April 18, 2011 - January 2, 2013

SCOTT & STRINGFELLOW, LLC

BD
CRD#: 6255
RICHMOND, VA
Past

October 30, 2007 - April 21, 2011

TRUIST INVESTMENT SERVICES, INC.

RIA
CRD#: 17499
RICHMOND, VA
Past

August 8, 2007 - April 21, 2011

TRUIST INVESTMENT SERVICES, INC.

BD
CRD#: 17499
RICHMOND, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
TCW INVESTMENT MANAGEMENT COMPANY LLC
TCW INVESTMENT MANAGEMENT CO | TCW INVESTMENT MANAGEMENT COMPANY LLC

CRD#: 106546 / SEC#: 801-29075

RIA
Registered Investment Advisory firm - (2/18/1987 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(11/29/2022)
IAR
California
(11/30/2022)
RR
New York
(11/29/2022)
IAR
New York
(11/29/2022)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/19/2007
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 2/9/2015
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 8/7/2007
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 11/12/2015
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 10
Date: 7/16/2011
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 5/31/2011
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/28/2007
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

TI
TCW INVESTMENT MANAGEMENT COMPANY LLC
TCW INVESTMENT MANAGEMENT CO | TCW INVESTMENT MANAGEMENT COMPANY LLC

CRD#: 106546 / SEC#: 801-29075

RIA
Registered Investment Advisory firm - (2/18/1987 Approved)
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Contact information

Main Address
515 South Flower Street, Los Angeles, CA 90071
Mailing Address
Phone number
(213) 244-0000
Established
Firm type
Fiscal year end
# of Employees
419

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TIMCO - FORM ADV PART 2A - FILE COPY - 03.28.2025 (3/28/2025)

Regulatory assets under management

Total Number of Accounts4,758
AUM (Assets Under Management)$ 40,149,916,771

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TCW INVESTMENT MANAGEMENT COMPANY LLC

CRD#: 106546Los Angeles, CA 90071

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