Jeffrey Jay Wald
Professional Summary
Jeffrey Jay Wald, who also goes by Jeff Jay Wald, Jeff Wald, was a registered financial advisor. Jeffrey was a previously registered financial professional and started their career in finance 2004 - 2014. Jeffrey had worked at 1 firm and has passed the Series 66, Series 7, Series 53 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jeff Jay Wald, Jeff Wald
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
22 years in the financial services industry
Current & Past Employments
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Current Firm
KC BROKERAGE SERVICES, LLC | KCOE CAPITAL LLC | KCOE CAPITAL ADVISORS, LLC
Contact Information
Main Address
2725 Nw 24th Ave., Camas, WA 98607Mailing Address
2725 Nw 24th Ave., Camas, WA 98607Phone Number
(360) 624-7300Established
Kansas since 03/28/2000Firm Type
Limited Liability CompanyFiscal Year End
MarchFirm Size
SmallFINRA licenses (18 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PINION WEALTH MANAGEMENT, LLC | SHAREHOLDER | — |
| BRIN, SCOTT PAUL | DIRECTOR | 8263042 |
| CALLAHAN, STEVEN JOSEPH | TREASURER, FINANCIAL PRINCIPAL, PFO, POO | 5451566 |
| DEGENSHEIN, DEBRA ANN | VP ADMINISTRATION & MUNI PRINCIPAL | 2923781 |
| FUNK, DONNA MARIE | CHAIRMAN OF BOARD | 7253561 |
| MARTIN, PETER T | LLC MANAGER, CCO, AND AMLCO | 4901731 |
| WALD, JEFFREY JAY | DIRECTOR | 4742155 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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