MD
Michael M. Delorme
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Oswego, NY 13126
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CRD#: 4741726
MD
Professional summary
Michael M Delorme, who also goes by Michael Delorme, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Oswego, New York and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Oswego, New York.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Michael has worked at 9 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 31, Series 7, Series 6, Series 53, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael Delorme
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 08/2015, AS ADVISORY REP OF A RIA. INV REL, 5 HR/WK 5/TRADING 2) DELORME FINANCIAL SERVICES, 2771 COUNTY RTE 45 FULTON NY, 02/2017, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL, 2 HR/MO 2 HR/TRADING 3) TAG ADVISORS, OSWEGO NY 13126, 03/2016, INV REL, EMPLOYEE - SUPERVISOR, 140 HR/MO 140 HR/MO TRADING 4) MMDELORME, INC DBA DELORME AND SUMMA FINANCIAL SERVICES, 131 Tallman St, Oswego NY 13069, 02/2017, Owner, Insurance/Benefits/Human Resources, INV REL, 140 HR/MO, 140 HR/MO TRADING. 5) REFORMED PRESBYTERIAN CHURCH OF OSWEGO, 131 TALLMAN STREET OSWEGO NY, 08/2024, ELDER, RELIGIOUS ORGANIZATION, NIR, 8 HR/MO 2 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Michael M Delorme's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 15, 2016 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 131 Tallman Street, Oswego, NY 13126RIA
CRD#: 134139
Oswego, NY
Current
August 17, 2015 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
Oswego, NY
Past
December 8, 2014 - August 19, 2015
CLAYTON LOWELL, & CONGER INC
BD
CRD#: 44343
NEW WOODSTOCK, NY
Past
March 4, 2013 - August 19, 2015
ADIRONDACK TRADING GROUP LLC
BD
CRD#: 103910
NEW WOODSTOCK, NY
Past
March 1, 2013 - August 19, 2015
RIDGEWAY & CONGER, INC.
BD
CRD#: 113055
NEW WOODSTOCK, NY
Past
February 9, 2009 - February 28, 2013
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SYRACUSE, NY
Past
February 19, 2008 - February 10, 2009
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
Past
April 14, 2006 - November 2, 2007
RIDGEWAY & CONGER, INC.
BD
CRD#: 113055
NEW WOODSTOCK, NY
Past
January 7, 2005 - March 17, 2006
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
February 12, 2004 - January 3, 2005
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
February 12, 2004 - January 3, 2005
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/29/2021)
RR
Alaska(1/7/2021)
RR
Arizona(1/14/2016)
RR
Arkansas(1/11/2016)
RR
California(1/8/2016)
RR
Colorado(1/4/2016)
RR
Connecticut(12/4/2015)
RR
Delaware(8/2/2019)
RR
District of Columbia(8/2/2019)
RR
Florida(1/6/2016)
RR
Georgia(8/2/2019)
RR
Hawaii(10/22/2019)
RR
Idaho(4/29/2021)
RR
Illinois(1/27/2016)
RR
Indiana(6/10/2016)
RR
Iowa(4/1/2021)
RR
Kansas(8/2/2019)
RR
Kentucky(3/6/2019)
RR
Louisiana(2/6/2019)
RR
Maine(3/18/2019)
RR
Maryland(12/9/2015)
RR
Massachusetts(1/6/2016)
RR
Michigan(1/4/2019)
RR
Minnesota(1/13/2016)
RR
Mississippi(8/2/2019)
RR
Missouri(8/2/2019)
RR
Montana(1/8/2016)
RR
Nebraska(11/1/2019)
RR
Nevada(1/20/2016)
RR
New Hampshire(1/6/2016)
RR
New Jersey(12/9/2015)
RR
New Mexico(11/22/2021)
RR
New York(8/17/2015)
IAR
New York(4/9/2021)
RR
North Carolina(2/9/2017)
RR
North Dakota(8/2/2019)
RR
Ohio(7/13/2017)
RR
Oklahoma(1/12/2016)
RR
Oregon(11/3/2015)
RR
Pennsylvania(2/9/2017)
RR
Rhode Island(6/19/2017)
RR
South Carolina(10/12/2017)
RR
South Dakota(6/13/2018)
RR
Tennessee(6/9/2016)
RR
Texas(1/4/2016)
IAR
Texas(1/15/2016)
RR
Utah(8/14/2020)
RR
Vermont(1/8/2016)
RR
Virginia(2/10/2017)
RR
Washington(11/3/2015)
RR
West Virginia(4/6/2017)
RR
Wisconsin(1/11/2016)
RR
Wyoming(8/12/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Oswego, NY 13126TRUST BUT VERIFY
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