MD
Monte T. Dop
INVESCO ADVISERS
Vail, CO
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CRD#: 4741113
MD
Professional summary
Monte Troy Dop is a registered financial advisor currently at INVESCO ADVISERS, INC. located in Vail, Colorado and INVESCO DISTRIBUTORS, INC. located in New York, New York.
Monte is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Monte has worked at 10 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
VAIL HEIGHTS II CONDOMINIUM ASSOCIATION; NOT INVESTMENT RELATED; 2099 CHAMONIX LN, VAIL, CO 81657, USA; SMALL CONDO HOA BOARD; HOA BOARD MEMBER; START: 12/2022; 1HR/MO, LESS THAN 01 HOUR DURING TRADING HOURS; I ASSIST THE PROPERTY MANAGER IN SOME DECISIONS OF A NINE UNIT CONDO.
CRS (Client Relationship Summary) - RIA
Click below to view Monte Troy Dop's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 19, 2025 - Present
INVESCO ADVISERS, INC.
RIA
CRD#: 105360
Vail, CO
Current
March 18, 2025 - Present
INVESCO DISTRIBUTORS, INC.
Office #1: 225 Liberty St 11th Floor, New York, NY 10281BD
CRD#: 7369
NEW YORK, NY
Past
August 16, 2022 - March 10, 2025
FIERA CAPITAL INC.
RIA
CRD#: 113638
Boston, MA
Past
April 7, 2022 - February 25, 2025
FORESIDE FUND SERVICES, LLC
BD
CRD#: 46106
Boston, MA
Past
March 8, 2013 - February 25, 2022
PINEBRIDGE SECURITIES LLC
BD
CRD#: 5967
NEW YORK, NY
Past
September 20, 2010 - February 11, 2013
THORNBURG INVESTMENT MANAGEMENT INC
RIA
CRD#: 106357
SANTA FE, NM
Past
April 28, 2010 - February 11, 2013
THORNBURG SECURITIES LLC
BD
CRD#: 14857
SANTA FE, NM
Past
July 21, 2009 - January 19, 2010
THORNBURG SECURITIES LLC
BD
CRD#: 14857
SANTA FE, NM
Past
November 23, 2004 - December 18, 2008
COREBRIDGE CAPITAL SERVICES, INC.
BD
CRD#: 13158
JERSEY CITY, NJ
Past
April 13, 2004 - July 20, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
CHICAGO, IL
Past
March 30, 2004 - July 20, 2004
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
March 30, 2004 - July 20, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IA
INVESCO ADVISERS, INC.
INVESCO ADVISERS, INC. | INVESCO, INC | INVESCO INSTITUTIONAL (N.A.), INC.
CRD#: 105360 / SEC#: 801-33949
RIA
Registered Investment Advisory firm - (12/30/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/18/2025)
RR
Alaska(3/18/2025)
RR
Arizona(3/18/2025)
RR
Arkansas(3/18/2025)
RR
California(3/18/2025)
RR
Colorado(3/18/2025)
RR
Connecticut(3/18/2025)
RR
Delaware(3/18/2025)
RR
District of Columbia(3/18/2025)
RR
Florida(3/18/2025)
RR
Georgia(3/18/2025)
RR
Hawaii(3/18/2025)
RR
Idaho(3/18/2025)
RR
Illinois(3/18/2025)
RR
Indiana(3/18/2025)
RR
Iowa(3/18/2025)
RR
Kansas(3/18/2025)
RR
Kentucky(3/18/2025)
RR
Louisiana(3/18/2025)
RR
Maine(3/18/2025)
RR
Maryland(3/18/2025)
RR
Massachusetts(3/18/2025)
RR
Michigan(3/18/2025)
RR
Minnesota(3/18/2025)
RR
Mississippi(3/18/2025)
RR
Missouri(3/18/2025)
RR
Montana(3/20/2025)
RR
Nebraska(3/18/2025)
RR
Nevada(3/18/2025)
RR
New Hampshire(3/18/2025)
RR
New Jersey(3/18/2025)
RR
New Mexico(3/18/2025)
RR
New York(3/18/2025)
RR
North Carolina(3/18/2025)
RR
North Dakota(3/18/2025)
RR
Ohio(3/18/2025)
RR
Oklahoma(3/18/2025)
RR
Oregon(3/18/2025)
RR
Pennsylvania(3/18/2025)
RR
Puerto Rico(3/18/2025)
RR
Rhode Island(3/18/2025)
RR
South Carolina(3/18/2025)
RR
South Dakota(3/18/2025)
RR
Tennessee(3/18/2025)
RR
Texas(3/18/2025)
IAR
Texas(3/19/2025)
RR
Utah(3/18/2025)
RR
Vermont(3/18/2025)
RR
Virgin Islands(3/18/2025)
RR
Virginia(3/18/2025)
RR
Washington(3/18/2025)
RR
West Virginia(3/18/2025)
RR
Wisconsin(3/18/2025)
RR
Wyoming(3/18/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
IA
INVESCO ADVISERS, INC.
INVESCO ADVISERS, INC. | INVESCO, INC | INVESCO INSTITUTIONAL (N.A.), INC.
CRD#: 105360 / SEC#: 801-33949
RIA
Registered Investment Advisory firm - (12/30/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1331 Spring Street Nw Suite 2500, Atlanta, GA 30309
Mailing Address
11 Greenway Plaza Suite 1000, Houston, TX 77046
Phone number
(404) 892-0896
Established
Firm type
Fiscal year end
# of Employees
2,872
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 61,236 |
| AUM (Assets Under Management) | $ 756,881,223,229 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/24/2025 | ||
| 09/27/2024 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
