Gregory A. Yankovsky
Professional summary
Gregory Arseny Yankovsky is a registered financial professional currently at SUTTER SECURITIES INCORPORATED located in Henderson, Nevada.
Gregory is registered as a RR (Registered Representative) and started their career in finance in 1974. Gregory has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 3, PC, Series 7, Series 000, Series 1, Series 24, Series 4 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gregory Arseny Yankovsky's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 13, 2020 - Present
SUTTER SECURITIES INCORPORATED
October 19, 2020 - December 8, 2020
BOUSTEAD SECURITIES, LLC
November 3, 2016 - October 14, 2020
MCNALLY FINANCIAL SERVICES CORPORATION
October 2, 2014 - November 4, 2016
NATIONAL SECURITIES CORPORATION
November 22, 2010 - December 17, 2012
MCNALLY FINANCIAL SERVICES CORPORATION
September 23, 2005 - July 13, 2009
JHS CAPITAL ADVISORS, LLC
June 13, 2000 - September 23, 2005
STERLING FINANCIAL INVESTMENT GROUP, INC.
February 19, 1999 - June 19, 2000
JWGENESIS SECURITIES, INC.
October 17, 1997 - March 3, 1999
CAPBAY FINANCIAL SERVICES
April 2, 1996 - April 24, 1997
ROUND HILL SECURITIES, INC.
November 22, 1995 - September 10, 1996
CAPBAY FINANCIAL SERVICES
July 19, 1983 - October 18, 1995
UBS FINANCIAL SERVICES INC.
October 24, 1980 - August 2, 1983
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
February 21, 1974 - December 13, 1974
DEAN WITTER & CO. INCORPORATED
January 22, 1974 - May 17, 1974
DUPONT WALSTON, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/2/2021)
(10/14/2020)
(1/28/2021)
(12/22/2020)
(6/10/2021)
(9/20/2022)
(12/14/2020)
(10/20/2020)
(1/13/2021)
(12/17/2020)
(1/28/2021)
Exams
PC
Date: 10/27/1980
AMEX Put and Call ExamSeries 000
Date: 1/15/1974
General Securities Principal ExaminationSeries 1
Date: 1/15/1974
Registered Representative ExaminationSeries 8
Date: 5/31/1984
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
SUTTER SECURITIES INCORPORATED
CRD#: 30770 / SEC#: , 8-45158
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SUTTER SECURITIES GROUP INC (FORMERLY FINTECH GLOBAL MARKETS) | SHAREHOLDER | |
| BULL, ROBERT LEE IV | FINOP | 1521134 |
| CHOMATIL, NEHRU SUBRAMANIAN | CHIEF COMPLIANCE OFFICER | 2342004 |
| MALEY, ROBERT ANDREW | EXECUTIVE VICE PRESIDENT | 2442794 |
| MATTHEWS, GILBERT ELLIOTT | SR. MANAGING DIRECTOR, DIRECTOR, CHAIRMAN | |
| SMITH, LINCOLN JOSEPH JR | PRESIDENT, CEO | 2501422 |
Disclosures
| Regulatory Event | 1 |
| Bond | 1 |
Red Flags
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