Elaine Logue
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Elaine Logue, who also goes by Elaine Gutbezahl, was a registered financial professional .
Elaine is a previously registered financial professional and started their career in finance in 2007. Elaine had worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 3, Series 7, Series 24, Series 10, Series 9, Series 4 and Series 23 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 20, 2014 - November 9, 2017
OPTIONSXPRESS, INC.
November 22, 2013 - May 28, 2021
CHARLES SCHWAB & CO., INC.
June 4, 2010 - May 28, 2021
CHARLES SCHWAB & CO., INC.
December 5, 2007 - April 28, 2010
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/27/2024
General Securities Representative ExaminationCurrent Firm
OPTIONSXPRESS, INC.
CRD#: 103849 / SEC#: , 8-52354
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 30 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
