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Nevert A. Boraie

FORIS CAPITAL US LLC
Portsmouth, NH
Some features on this profile are disabled
CRD#: 4739412
NB

Professional summary

Nevert Aly Boraie, who also goes by Nevert A. Boraie, Nevert Aly Boraie, Nevert Aly Minderhoud, is a registered financial professional currently at FORIS CAPITAL US LLC located in Portsmouth, New Hampshire.

Nevert is registered as a RR (Registered Representative) and started their career in finance in 2004. Nevert has worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Nevert A. Boraie | Nevert Aly Boraie | Nevert Aly Minderhoud

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nevert Aly Boraie's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 23, 2024 - Present

FORIS CAPITAL US LLC

BD
CRD#: 282331
Portsmouth, NH
Past

June 20, 2024 - October 16, 2024

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
Portland, ME
Past

April 2, 2012 - September 25, 2023

NATALLIANCE SECURITIES, LLC

BD
CRD#: 39455
Orchard Beach, ME
Past

June 27, 2011 - April 16, 2012

WOODSTOCK FINANCIAL GROUP, INC.

BD
CRD#: 38095
AUSTIN, TX
Past

January 8, 2004 - October 5, 2004

NATIONAL PLANNING CORPORATION

BD
CRD#: 29604
LOS ANGELES, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(1/8/2025)
RR
Alaska
(1/8/2025)
RR
Arizona
(12/23/2024)
RR
Arkansas
(1/8/2025)
RR
California
(12/23/2024)
RR
Colorado
(12/23/2024)
RR
Connecticut
(1/8/2025)
RR
Delaware
(1/8/2025)
RR
District of Columbia
(1/8/2025)
RR
Florida
(12/23/2024)
RR
Georgia
(1/8/2025)
RR
Hawaii
(1/8/2025)
RR
Idaho
(1/8/2025)
RR
Illinois
(1/8/2025)
RR
Indiana
(1/8/2025)
RR
Iowa
(1/8/2025)
RR
Kansas
(1/8/2025)
RR
Kentucky
(1/8/2025)
RR
Louisiana
(12/23/2024)
RR
Maine
(1/8/2025)
RR
Maryland
(1/8/2025)
RR
Massachusetts
(1/8/2025)
RR
Michigan
(1/8/2025)
RR
Minnesota
(1/8/2025)
RR
Mississippi
(1/8/2025)
RR
Missouri
(1/8/2025)
RR
Montana
(1/8/2025)
RR
Nebraska
(1/8/2025)
RR
Nevada
(1/8/2025)
RR
New Hampshire
(12/23/2024)
RR
New Jersey
(12/23/2024)
RR
New Mexico
(1/8/2025)
RR
New York
(1/8/2025)
RR
North Carolina
(1/8/2025)
RR
North Dakota
(1/8/2025)
RR
Ohio
(12/24/2024)
RR
Oklahoma
(1/8/2025)
RR
Oregon
(1/8/2025)
RR
Pennsylvania
(12/23/2024)
RR
Puerto Rico
(1/8/2025)
RR
Rhode Island
(1/8/2025)
RR
South Carolina
(1/8/2025)
RR
South Dakota
(1/8/2025)
RR
Tennessee
(1/8/2025)
RR
Texas
(1/8/2025)
RR
Utah
(12/23/2024)
RR
Vermont
(1/8/2025)
RR
Virgin Islands
(1/8/2025)
RR
Virginia
(1/8/2025)
RR
Washington
(12/23/2024)
RR
West Virginia
(1/8/2025)
RR
Wisconsin
(1/8/2025)
RR
Wyoming
(1/8/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 7/7/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 9/22/2025
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/24/2011
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 1/7/2004
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

FC
FORIS CAPITAL US LLC
FORIS CAPITAL US LLC | WATCHDOG CAPITAL, LLC

CRD#: 282331 / SEC#: , 8-69712

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
210 Commerce Way Suite 220, Portsmouth, NH 03801
Mailing Address
210 Commerce Way Suite 220, Portsmouth, NH 03801
Phone number
(603) 956-5649
Established
Georgia since 11/02/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FORIS DAX MARKETS, INC.MEMBER
FIALA, ANGELA MARIAFINOP/PFO/POO5163386
MATHEWS, RENOCCO7040844
OCONNELL, MICHAEL PATRICKCEO1943113

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FORIS CAPITAL US LLC

CRD#: 282331Portsmouth, NH

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