Joseph W. Niles
Professional summary
Joseph William Niles, who also goes by Joseph W Niles, is a registered financial professional currently at MACRO RISK ADVISORS LLC located in Rye, New York.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 2004. Joseph has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph William Niles's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 27, 2020 - Present
MACRO RISK ADVISORS LLC
Office #1: 411 Theodore Fremd Ave Suite 206 South, Rye, NY 10580March 9, 2016 - October 19, 2020
ELEVATION, LLC
September 10, 2013 - February 27, 2015
CASEY SECURITIES LLC
December 17, 2010 - February 3, 2016
NEW ALBION PARTNERS LLC
August 12, 2010 - December 16, 2010
MERIDIAN EQUITY PARTNERS, INC.
January 26, 2004 - August 18, 2010
NEW ALBION PARTNERS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/27/2020)
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(10/27/2020)
Exams
FINRA
Current Firm
MACRO RISK ADVISORS LLC
CRD#: 148143 / SEC#: , 8-67973
Contact information
FINRA licenses (17 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MACRO HOLDINGS LLC | SHAREHOLDER - MEMBER | |
| CURNUTT, DEAN CARL | PRESIDENT | |
| LUTTENBERGER, JOHN THOMAS | CHIEF COMPLIANCE OFFICER | |
| TAO, BING QIN | FINOP | 6253793 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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