Joseph William Niles
Professional Summary
Joseph William Niles, who also goes by Joseph W Niles, is a registered financial advisor currently at MACRO RISK ADVISORS LLC located in Rye, New York. Joseph is registered as a RR (Registered Representative) and started their career in finance in 2004. Joseph has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Joseph W Niles
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
22 years in the financial services industry
Current & Past Employments
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Current Firm
MACRO RISK ADVISORS LLC
Contact Information
Main Address
411 Theodore Fremd Ave Suite 206 South, Rye, NY 10580Mailing Address
Po Box 6259, Fair Haven, NJ 07704Phone Number
(212) 287-2640Established
New York since 05/09/2008Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (17 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MACRO HOLDINGS LLC | SHAREHOLDER - MEMBER | — |
| CURNUTT, DEAN CARL | PRESIDENT | — |
| LUTTENBERGER, JOHN THOMAS | CHIEF COMPLIANCE OFFICER | — |
| TAO, BING QIN | FINOP | 6253793 |
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(10/27/2020)
(10/4/2026)
(10/27/2020)
(10/27/2020)
(10/27/2020)
(10/27/2020)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Joseph William Niles's CRS (Customer Relationship Summary).
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