Eugene W. Sanders

CAROLINA QUALIFIED RETIREMENT PLAN ADVISERS

WADMALAW ISLAND, SC

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CRD#: 4738761

Professional summary

Eugene William Sanders III, who also goes by E. W. Sanders, E.w. Sanders III, Sandy W. Sanders, is a registered financial advisor currently at CAROLINA QUALIFIED RETIREMENT PLAN ADVISERS, LLC located in Wadmalaw Island, South Carolina.

Eugene is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Eugene has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

E. W. Sanders | E.w. Sanders Iii | Sandy W. Sanders

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eugene William Sanders III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 10, 2014 - Present

CAROLINA QUALIFIED RETIREMENT PLAN ADVISERS, LLC

RIA

CRD#: 171534

WADMALAW ISLAND, SC

Past

February 21, 2013 - July 14, 2014

PRESIDIUM

RIA

CRD#: 138132

CHARLESTON, SC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAROLINA QUALIFIED RETIREMENT PLAN ADVISERS, LLC

CAROLINA CORPORATE PLANS | CAROLINA QUALIFIED RETIREMENT PLAN ADVISERS, LLC

CRD#: 171534 / SEC#: 801-119139

RIA

Registered Investment Advisory firm - (7/27/2020 Approved)

South Carolina

Registered Investment Advisory firm - (8/18/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Carolina
(7/10/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/27/2012

Uniform Investment Adviser Law Examination

Current Firm

CAROLINA QUALIFIED RETIREMENT PLAN ADVISERS, LLC

CAROLINA CORPORATE PLANS | CAROLINA QUALIFIED RETIREMENT PLAN ADVISERS, LLC

CRD#: 171534 / SEC#: 801-119139

RIA

Registered Investment Advisory firm - (7/27/2020 Approved)

South Carolina

Registered Investment Advisory firm - (8/18/2020 Terminated)

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Contact information

Main Address

Wadmalaw Island, SC

Mailing Address

Phone number

(843) 209-9230

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CQRPA DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENT (2/28/2025)

Regulatory assets under management

Total Number of Accounts	48
AUM (Assets Under Management)	$ 408,514,345

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Eugene W. Sanders

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eugene William Sanders III's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAROLINA QUALIFIED RETIREMENT PLAN ADVISERS, LLC

PRESIDIUM

Primary Firm SEC Registration

CAROLINA QUALIFIED RETIREMENT PLAN ADVISERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/27/2012

Current Firm

CAROLINA QUALIFIED RETIREMENT PLAN ADVISERS, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAROLINA QUALIFIED RETIREMENT PLAN ADVISERS, LLC

TRUST BUT VERIFY

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