EM
Everette W. Morgan
THRIVENT INVESTMENT MANAGEMENT
Woodstock, VA 22664
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CRD#: 4738069
EM
Professional summary
Everette Walton Morgan JR, CFP®, who also goes by Walt Morgan, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Woodstock, Virginia.
Everette is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Everette has worked at 1 firm and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Walt Morgan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ANTHEM BLUE CROSS AND BLUE SHIELD POSITION: Agent NATURE: Health Insurance supplier INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2007 ADDRESS: LD&B Insurance, 205 S Liberty St, Harrisonburg VA 22801, United States DESCRIPTION: Service existing clients only. No longer selling new products. TOWN OF WOODSTOCK POSITION: Board Member NATURE: Board of zoning appeals. hear appeals and approve or disapprove those appeals to the zoning code. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/24/2007 ADDRESS: 135 N Main St, Woodstock VA 22664, United States DESCRIPTION: Hear appeals and approve or disapprove those appeals to the zoning code. RUDYVILLE LLC POSITION: LLC member/manager NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 05/01/2017 ADDRESS: 740 Eagle Street, Woodstock VA 22664, United States DESCRIPTION: I will be the primary contact for matters related to the day to day operation of the Rudyville LLC. This will include verbal and written communication with the current and future tenants. Provide the State Corporation Commissionwith information when requested and ensure that payment is made for any ongoing fees. Maintain the checking account for the LLC. Work with a CPA to file an informational partnership tax return and provide members with the LLC's income and expenses to file on their personal returns Notify other members of actions needed to be taken by the LLC. FAMILY PROMISE OF SHENANNDOAH COUNTY POSITION: Member of the Board of Directors NATURE: Family Promise?is the nation's leading organization working to prevent and end family homelessness by providing prevention services before families reach crisis, shelter when they become homeless, and stabilization programs. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 02/13/2024 ADDRESS: 781 Spring Parkway, Woodstock VA 22664, United States DESCRIPTION: Regularly attends Board meetings and important related meetings including committee work. Actively participates in the Board's and Committee's annual evaluation and planning efforts. Provides oversight of the Executive Director.?? FORT TIPPY LLC POSITION: Co-manager NATURE: My three brothers and my mother are in the process of creating an LLC for a piece of woodland property that is currently owned by my mother. I would be acting on my mother's behalf as POA. The intent of the LLC is to create an entity that would provide for proper forestry management going forward. The property had previously had little or no management after my father passed away in 1973. While there might be some financial gain from the management activities if some timber needed to be removed, we are not viewing it as a profit generating activity as the anticipated expenses incurred would likely exceed any revenue produced. Our goal is to have the property better managed with regards to current forestry and environmental programs so that my father's children, grandchildren and great grandchildren will have the opportunity to enjoy this property the way that he did. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 08/05/2019 ADDRESS: 106 Lawyers Row, Suite 204, Woodstock VA 22664, United States DESCRIPTION: I would be one co-manager with my brother Jim being the other. I would be more of a passive manager as Jim is taking the lead role in this endeavor and would be responsible for day-to-day decisions regarding the operation of the LLC. This would include decisions regarding sale of timber and the purchase of equipment (tools, herbicide, etc.) needed for managing the property.
CRS (Client Relationship Summary) - RIA
Click below to view Everette Walton Morgan JR's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Everette Walton Morgan JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2011
Experience
Current
August 17, 2005 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 106 Lawyers Row Ste 204, Woodstock, VA 22664RIA
BD
CRD#: 18387
Woodstock, VA
Current
July 14, 2005 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 106 Lawyers Row Ste 204, Woodstock, VA 22664RIA
BD
CRD#: 18387
Woodstock, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Maryland(3/4/2015)
RR
North Carolina(1/12/2011)
RR
South Carolina(3/26/2018)
RR
Texas(1/31/2022)
IAR
Texas(2/2/2022)
RR
Virginia(8/17/2005)
IAR
Virginia(8/17/2005)
RR
West Virginia(7/11/2006)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
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