James A. Cook
Professional summary
James Anthony Cook, who also goes by Andy Cook, James A Cook, is a registered financial advisor currently at BLACKRIDGE ASSET MANAGEMENT, LLC located in Edisto Island, South Carolina.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. James has worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view James Anthony Cook's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 24, 2019 - Present
BLACKRIDGE ASSET MANAGEMENT, LLC
Office #1: 8117 Oyster Factory Road, Edisto Island, SC 29438May 23, 2018 - August 23, 2019
BLACKRIDGE ASSET MANAGEMENT, LLC
December 3, 2012 - September 12, 2013
QUESTAR CAPITAL CORPORATION
May 21, 2012 - December 6, 2012
NEW ENGLAND SECURITIES
December 19, 2003 - April 27, 2012
NEW ENGLAND SECURITIES
Primary Firm SEC Registration
BLACKRIDGE ASSET MANAGEMENT, LLC
CRD#: 277085 / SEC#: 801-108114
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/24/2019)
Exams
Current Firm
BLACKRIDGE ASSET MANAGEMENT, LLC
CRD#: 277085 / SEC#: 801-108114
Contact information
SEC notice filing (37 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 826 |
| AUM (Assets Under Management) | $ 196,842,156 |
Red Flags
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