Michael J. Cronin

HUNTWICKE SECURITIES

Topsfield, MA 01983

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CRD#: 4737860

Professional summary

Michael James Cronin MR, who also goes by Michael James Cronin, is a registered financial professional currently at HUNTWICKE SECURITIES, LLC located in Topsfield, Massachusetts.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2006. Michael has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 22 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Michael James Cronin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael James Cronin MR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 1, 2012 - Present

HUNTWICKE SECURITIES, LLC

Office #1: 7 Grove Street Suite 201, Topsfield, MA 01983

CRD#: 146993

Topsfield, MA

Past

May 11, 2009 - September 10, 2009

SECURITIES AMERICA, INC.

CRD#: 10205

HANOVER, MA

Past

March 20, 2007 - January 23, 2009

EPLANNING SECURITIES, INC.

CRD#: 46000

HANOVER, MA

Past

March 29, 2006 - March 22, 2007

MERIDIAN CAPITAL PARTNERS, LLC

CRD#: 132192

QUINCY, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(1/31/2022)

Florida
(11/1/2016)

Massachusetts
(8/12/2015)

New Jersey
(2/16/2022)

Exams

State Security Law Exam

IAR

Series 66

Date: 8/15/2013

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/25/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 22

Date: 8/27/2012

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 7

Date: 3/28/2006

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

HUNTWICKE SECURITIES, LLC

HUNTWICKE SECURITIES, LLC | PHALANX TRADING, LLC

CRD#: 146993 / SEC#: , 8-67865

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

7 Grove Street Suite 201, Topsfield, MA 01983

Mailing Address

7 Grove Street Suite 201, Topsfield, MA 01983

Phone number

(978) 887-5981

Established

Massachusetts since 02/11/2008

Firm type

Limited Liability Company

Fiscal year end

June

Firm Size

Small

# of Employees

FINRA licenses (21 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
HUNTWICKE FINANCIAL LLC (F/K/A PHALANX PARTNERS LLC)	OWNER
DORFMAN FOSTER, ESTEE	FINOP	2696529
GARCIA, FERNANDO MARIO	COMPLIANCE OFFICER	6161322
WOODLAND, BRIAN ANDREW	PRESIDENT/CEO/CCO	2263508

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael J. Cronin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael James Cronin MR's CRS (Customer Relationship Summary).

Certified licenses

Experience

SECURITIES AMERICA, INC.

EPLANNING SECURITIES, INC.

MERIDIAN CAPITAL PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/15/2013

Series 63

Date: 4/25/2006

SIE

Date: 10/1/2018

Series 22

Date: 8/27/2012

Series 7

Date: 3/28/2006

FINRA

Current Firm

HUNTWICKE SECURITIES, LLC

Contact information

FINRA licenses (21 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

HUNTWICKE SECURITIES, LLC

TRUST BUT VERIFY

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