Ryan J. Marshall
CETERA INVESTMENT ADVISERS LLC
WYCKOFF, NJ 07481
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CRD#: 4736834
Professional summary
Ryan Jerry Marshall, AIF®, CFP®, who also goes by Ryan Marshall, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Wyckoff, New Jersey and CETERA WEALTH SERVICES, LLC located in Wyckoff, New Jersey.
Ryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Ryan has worked at 2 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ryan Marshall
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: VARIOUS COMPANIES INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED BRANCH NATURE OF BUSINESS: INSURANCE POSITION/TITLE/RELATIONSHIP: AGENT START DATE: N/A APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: OFFERS FIXED LIFE INSURANCE; 2. NAME OF OTHER BUSINESS: CORNERSTONE TAX PLANNERS INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: TAX PREP & ACCOUNTING SVCS START DATE: 10/28/13 APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: ROUTINE TAX PREP, BOOKKEEPING & ACCOUNTING FOR BUSINESSES. 3. NAME OF OTHER BUSINESS: ELA FINANCIAL GROUP INC.; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 01/2018; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR / PARTNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES; 4. NAME OF OTHER BUSINESS: RENTAL PROPERTY; INVESTMENT RELATED: NO; ADDRESS: 9900 SEA POINT BLVD UNIT 14 WILDWOOD CREST, NJ 08260; NATURE OF BUSINESS: VACATION RENTAL PROPERTY; START DATE: 5/2021; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: RENT OUT VACATION RENTAL PROPERTY; 5. NAME OF OTHER BUSINESS: MONTCLAIR STATE UNIVERSITY ; INVESTMENT RELATED: NO ; ADDRESS: 1 NORMAL AVE, MONTCLAIR NJ 07043 ; NATURE OF BUSINESS: EDUCATION ; START DATE: 09/2019 ; POSITION/TITLE/RELATIONSHIP: CO-CHAIR ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: MENTORSHIP PROGRAM TO HELP BUSINESS SCHOOL STUDENTS WITH THEIR CAREER ; 6. NAME OF OTHER BUSINESS: EXECUTOR FOR CLIENTS ESTATES; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ESTATE; START DATE: 05/2025; POSITION/TITLE/RELATIONSHIP: EXECUTOR; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: EXECUTOR OF CLIENTS ESTATES;
CRS (Client Relationship Summary) - RIA
Click below to view Ryan Jerry Marshall's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2010
Experience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 642 Wyckoff Ave, Wyckoff, NJ 07481RIA
CRD#: 105644
WYCKOFF, NJ
Current
July 13, 2006 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 642 Wyckoff Ave, Wyckoff, NJ 07481BD
CRD#: 13572
Wyckoff, NJ
Past
September 19, 2006 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
CHATHAM, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/11/2018)
RR
California(7/30/2019)
RR
Colorado(10/13/2022)
RR
Connecticut(10/20/2015)
RR
Delaware(6/21/2018)
RR
District of Columbia(6/2/2021)
RR
Florida(1/2/2014)
RR
Georgia(12/6/2018)
RR
Idaho(10/19/2022)
RR
Indiana(11/1/2022)
RR
Maine(2/12/2020)
RR
Massachusetts(10/19/2012)
RR
Michigan(12/7/2023)
RR
Nevada(1/2/2009)
RR
New Jersey(7/17/2006)
IAR
New Jersey(6/29/2023)
RR
New York(8/15/2014)
RR
Ohio(10/18/2022)
RR
Oregon(3/4/2025)
RR
Pennsylvania(1/4/2013)
RR
Rhode Island(11/20/2007)
RR
South Carolina(3/24/2020)
RR
Texas(7/18/2016)
IAR
Texas(6/29/2023)
RR
Virginia(1/5/2022)
RR
Washington(1/24/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
