SI
Seth M. Ingersoll
CETERA INVESTMENT ADVISERS LLC
ALBUQUERQUE, NM 87113
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CRD#: 4736824
SI
Professional summary
Seth Michael Ingersoll, who also goes by Michael Seth Ingersoll, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Albuquerque, New Mexico and CETERA ADVISORS LLC located in Albuquerque, New Mexico.
Seth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Seth has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael Seth Ingersoll
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FIXED INSURANCE, START DATE 04/2004, INSURANCE AGENT, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, SELLS LIFE, HEALTH, DISABILITY, AND LONG-TERM CARE; 2. PREMIER WEALTH MANAGEMENT GROUP, LLC, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 01/2008, OWNER, APX NUMBER OF HOURS PER WEEK: 40, 32.5 DURING TRADING HOURS,BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
CRS (Client Relationship Summary) - RIA
Click below to view Seth Michael Ingersoll's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 8206 Louisiana Blvd Ne Suite B, Albuquerque, NM 87113RIA
CRD#: 105644
ALBUQUERQUE, NM
Current
December 9, 2020 - Present
CETERA ADVISORS LLC
Office #1: 8206 Louisiana Blvd Ste B, Albuquerque, NM 87113BD
CRD#: 10299
Albuquerque, NM
Past
December 9, 2020 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
GREENWOOD VILLAGE, IL
Past
January 10, 2008 - December 9, 2020
NEXT FINANCIAL GROUP, INC.
RIA
CRD#: 46214
Albuquerque, NM
Past
January 10, 2008 - December 9, 2020
NEXT FINANCIAL GROUP, INC.
BD
CRD#: 46214
Albuquerque, NM
Past
August 23, 2007 - January 10, 2008
CRI SECURITIES, LLC
RIA
CRD#: 22589
ALBUQUERQUE, NM
Past
September 20, 2006 - January 18, 2008
MARATHON ADVISORS, INC
RIA
CRD#: 113696
ALBUQUERQUE, NM
Past
February 4, 2004 - January 10, 2008
CRI SECURITIES, LLC
BD
CRD#: 22589
ALBUQUERQUE, NM
Past
January 26, 2004 - January 10, 2008
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
ALBUQUERQUE, NM
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(12/9/2020)
RR
Arkansas(12/9/2020)
RR
California(12/9/2020)
RR
Colorado(12/9/2020)
RR
Florida(12/9/2020)
RR
Idaho(12/9/2020)
RR
Iowa(12/9/2020)
RR
Kansas(12/9/2020)
RR
Kentucky(12/9/2020)
RR
Maryland(7/1/2024)
RR
Massachusetts(12/9/2020)
RR
Michigan(12/9/2020)
RR
Montana(12/9/2020)
RR
Nevada(12/9/2020)
RR
New Jersey(12/9/2020)
RR
New Mexico(12/9/2020)
IAR
New Mexico(3/21/2024)
RR
North Carolina(12/9/2020)
RR
Ohio(10/14/2025)
RR
Oregon(12/9/2020)
RR
Pennsylvania(12/9/2020)
RR
Tennessee(7/21/2021)
RR
Texas(12/9/2020)
IAR
Texas(3/21/2024)
RR
Utah(12/9/2020)
RR
Washington(12/11/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Albuquerque, NM 87113TRUST BUT VERIFY
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