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Scott Adam Rajski

SENTRY EQUITY SERVICES
STEVENS POINT, WI
·CRD# 4736663·22 years experience

Professional Summary

Scott Adam Rajski, who also goes by Scott A Rajski, is a registered financial advisor currently at SENTRY EQUITY SERVICES, INC. located in Stevens Point, Wisconsin. Scott is registered as a RR (Registered Representative) and started their career in finance in 2004. Scott has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7, Series 6 and Series 26 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Scott A Rajski

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

22 years in the financial services industry

Current & Past Employments

SENTRY EQUITY SERVICES, INC.·CRD# 5069
BD
1800 North Point Drive, Stevens Point, WI 54481
April 12, 2021 - Present
THRIVENT INVESTMENT MANAGEMENT INC.·CRD# 18387
RIA
Appleton, WI
June 10, 2008 - July 1, 2020
THRIVENT INVESTMENT MANAGEMENT INC.·CRD# 18387
BD
Appleton, WI
August 29, 2006 - July 1, 2020
WORLD GROUP SECURITIES, INC.·CRD# 114473
BD
Wausau, WI
April 6, 2004 - August 28, 2006

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Current Firm

SE
SENTRY EQUITY SERVICES, INC.

SENTRY EQUITY SERVICES, INC.

CRD#: 5069 / SEC#: 8-15078
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

1800 North Point Drive, Stevens Point, WI 54481

Mailing Address

1800 North Point Drive, Stevens Point, WI 54481

Phone Number

(715) 346-6000

Established

Delaware since 05/09/1969

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (29 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
SENTRY INSURANCE A MUTUAL COSHAREHOLDER—
DANCZYK, CARLA MARIECHIEF COMPLIANCE OFFICER4711455
GWIDT, PAUL MATTHEWTREASURER6777031
HYLAND, JOHNPRESIDENT7741049
MCPARTLAND, PETER GEORGEDIRECTOR/CHAIRMAN OF THE BOARD6109531
NIMM, SEANDIRECTOR7978565

Disclosures

Regulatory Event

2

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Wisconsin
(4/13/2022)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jul 2008About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2004About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Jan 2024About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 2008About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Apr 2004About the Series 6 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Jul 2005About the Series 26 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Scott Adam Rajski's CRS (Customer Relationship Summary).

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SR
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