Saji I. Varghese
Professional summary
Saji Issac Varghese, who also goes by Issac Varghese, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Saji is registered as a RR (Registered Representative) and started their career in finance in 2003. Saji has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Saji Issac Varghese's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 28, 2013 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901August 3, 2010 - December 14, 2011
CAMBRIDGE INVESTMENT RESEARCH, INC.
August 2, 2010 - December 9, 2011
KEYSTONE FINANCIAL GROUP, INC.
October 26, 2006 - November 2, 2009
TRUIST INVESTMENT SERVICES, INC.
September 13, 2006 - November 2, 2009
TRUIST INVESTMENT SERVICES, INC.
April 1, 2004 - February 23, 2005
TRUIST INVESTMENT SERVICES, INC.
December 12, 2003 - February 23, 2005
TRUIST INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/28/2013)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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