William J. Haggerty

THE HAGGERTY INVESTMENT GROUP

Ridgewood, NJ 07450

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CRD#: 4735718

Professional summary

William John Haggerty is a registered financial advisor currently at THE HAGGERTY INVESTMENT GROUP, LLC located in Ridgewood, New Jersey.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. William has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William John Haggerty's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 8, 2016 - Present

THE HAGGERTY INVESTMENT GROUP, LLC

Office #1: 79 Chestnut Street Suite 101, Ridgewood, NJ 07450

RIA

CRD#: 167130

Ridgewood, NJ

Past

December 4, 2013 - December 31, 2015

THE HAGGERTY INVESTMENT GROUP, LLC

RIA

CRD#: 167130

RIDGEWOOD, NJ

Past

June 8, 2010 - December 31, 2014

HAGGERTY & BOSCH, LLP

RIA

CRD#: 127851

RIDGEWOOD, NJ

Past

April 13, 2004 - December 31, 2007

HAGGERTY & BOSCH, LLP

RIA

CRD#: 127851

RIDGEWOOD, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(2/8/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/30/2003

Uniform Investment Adviser Law Examination

Current Firm

THE HAGGERTY INVESTMENT GROUP, LLC

HAGGERTY INVESTMENT GROUP, LLC | THE HAGGERTY INVESTMENT GROUP, LLC

CRD#: 167130 / SEC#:

California

Registered Investment Advisory firm - (2/27/2025 Terminated)

New Jersey

Registered Investment Advisory firm - (2/8/2016 Approved)

Texas

Registered Investment Advisory firm - (10/26/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

79 Chestnut Street Suite 101, Ridgewood, NJ 07450

Mailing Address

Phone number

(201) 447-0185

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	11
AUM (Assets Under Management)	$ 22,495,507

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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William J. Haggerty

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William John Haggerty's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE HAGGERTY INVESTMENT GROUP, LLC

THE HAGGERTY INVESTMENT GROUP, LLC

HAGGERTY & BOSCH, LLP

HAGGERTY & BOSCH, LLP

State Registrations and Notice Filings

Exams

Series 65

Date: 4/30/2003

Current Firm

THE HAGGERTY INVESTMENT GROUP, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

THE HAGGERTY INVESTMENT GROUP, LLC

TRUST BUT VERIFY

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