Sheldon M. Goldman
Professional summary
Sheldon Myles Goldman is a registered financial professional currently at S. GOLDMAN ADVISORS, LLC located in New York, New York.
Sheldon is registered as a RR (Registered Representative) and started their career in finance in 2004. Sheldon has worked at 3 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 62 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sheldon Myles Goldman's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 1, 2006 - Present
S. GOLDMAN ADVISORS, LLC
Office #1: 599 Lexington Avenue 35th Floor, New York, NY 10022December 10, 2008 - December 9, 2021
S. GOLDMAN CAPITAL LLC
October 12, 2004 - May 25, 2007
SSC NY CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/8/2013)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 62
Date: 10/11/2004
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
S. GOLDMAN ADVISORS, LLC
CRD#: 139529 / SEC#: , 8-67229
Contact information
FINRA licenses (1 States and Territories)
Red Flags
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