Adam A. Waitkevich

CONCORD WEALTH PARTNERS

Worcester, MA 01610

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CRD#: 4735172

Professional summary

Adam Anthony Waitkevich, CFP®, who also goes by Adam Anthoney Waitkevich Mr., Adam Anthoney Waitkevich, is a registered financial advisor currently at CONCORD WEALTH PARTNERS located in Worcester, Massachusetts.

Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Adam has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Adam Anthoney Waitkevich Mr. | Adam Anthoney Waitkevich

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BOARD MEMBER ON KEVIN YOUKILIS HITS FOR KIDS- 2 HRS/MO, NON FINANCIAL, VOLUNTEER AND COMMITTEE WORK PRINCIPAL OWNER DIVORCE FINANCIAL SOLUTIONS, LLC, PROVIDE DIVORCING COUPLES W/ FORECASTING REPORTS AND INFO PERTAINING TO THE DIVISION OF MARITAL ASSETS,ALIMONY AND CHILD CARE

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Anthony Waitkevich's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

October 25, 2021 - Present

CONCORD WEALTH PARTNERS

Office #1: 1 Kelley Square Suite 302, Worcester, MA 01610

RIA

CRD#: 118643

Worcester, MA

Past

May 4, 2015 - December 31, 2021

COPPERTREE®, LLC

RIA

CRD#: 175222

WORCESTER, MA

Past

August 19, 2011 - December 2, 2015

TRIAD ADVISORS LLC

RIA

CRD#: 25803

Westborough, MA

Past

November 1, 2010 - August 19, 2011

SMITH WB FINANCIAL GROUP

RIA

CRD#: 107543

GRAFTON, MA

Past

February 5, 2010 - October 3, 2016

TRIAD ADVISORS LLC

CRD#: 25803

Westborough, MA

Past

June 1, 2009 - February 19, 2010

MORGAN STANLEY

RIA

CRD#: 149777

WORCESTER, MA

Past

June 1, 2009 - February 19, 2010

MORGAN STANLEY

CRD#: 149777

WORCESTER, MA

Past

October 5, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

WORCESTER, MA

Past

October 5, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

WORCESTER, MA

Past

April 15, 2004 - October 16, 2007

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

WORCESTER, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CONCORD WEALTH PARTNERS

CRD#: 118643 / SEC#: 801-79249

RIA

Registered Investment Advisory firm - (3/5/2014 Approved)

Florida

Registered Investment Advisory firm - (6/6/2013 Terminated)

North Carolina

Registered Investment Advisory firm - (6/6/2013 Terminated)

Tennessee

Registered Investment Advisory firm - (4/6/2014 Terminated)

Texas

Registered Investment Advisory firm - (3/7/2014 Terminated)

Virginia

Registered Investment Advisory firm - (3/10/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(10/25/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/11/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/3/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/3/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 12/3/2007

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 4/14/2004

General Securities Representative Examination

Current Firm

CONCORD WEALTH PARTNERS

CRD#: 118643 / SEC#: 801-79249

RIA

Registered Investment Advisory firm - (3/5/2014 Approved)

Florida

Registered Investment Advisory firm - (6/6/2013 Terminated)

North Carolina

Registered Investment Advisory firm - (6/6/2013 Terminated)

Tennessee

Registered Investment Advisory firm - (4/6/2014 Terminated)

Texas

Registered Investment Advisory firm - (3/7/2014 Terminated)

Virginia

Registered Investment Advisory firm - (3/10/2014 Terminated)

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Contact information

Main Address

955 West Main Street, Abingdon, VA 24210-2427

Mailing Address

Phone number

(276) 628-5910

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (23 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (5/30/2025)

Regulatory assets under management

Total Number of Accounts	3,264
AUM (Assets Under Management)	$ 945,957,742

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Adam A. Waitkevich

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Anthony Waitkevich's CRS (Customer Relationship Summary).

Certified licenses

Experience

COPPERTREE®, LLC

TRIAD ADVISORS LLC

SMITH WB FINANCIAL GROUP

TRIAD ADVISORS LLC

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

CONCORD WEALTH PARTNERS

State Registrations and Notice Filings

Exams

Series 65

Date: 5/11/2004

Series 63

Date: 5/3/2004

SIE

Date: 10/3/2016

Series 31

Date: 12/3/2007

Series 7

Date: 4/14/2004

Current Firm

CONCORD WEALTH PARTNERS

Contact information

SEC notice filing (23 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CONCORD WEALTH PARTNERS

TRUST BUT VERIFY

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