CC
Christopher D. Campbell
CETERA INVESTMENT ADVISERS LLC
WORCESTER, MA 01605
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CRD#: 4734590
CC
Professional summary
Christopher David Campbell is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Worcester, Massachusetts and CETERA WEALTH SERVICES, LLC located in Worcester, Massachusetts.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Christopher has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NAME OF ENTITY:CAMPBELL ADVISORY, INC; Yes; 336 GROVE ST; WORCESTER; MA; 1605; FINANCIAL SERVICES/DBA; OWNER; 6/1/2015; 160; 160; SALE AND SERVICE OF FIXED INSURANCE,SECURITIES & INVESTMENT PRODUCTS.| 2) NAME OF ENTITY:MJK STONE IRREVOCABLE TRUST; No; 338 GROVE ST; WORCESTER; MA; 1605; TRUST; CO-TRUSTEE; 6/15/2016; 4; 4; CO-TRUSTEE| 3) NAME OF ENTITY:ARCHSTONE FINANCIAL; Yes; 327 GROVE ST; WORCESTER; MA; 1605; FINANCIAL SERVICES/DBA; FINANCIAL ADVISOR; 6/1/2016; 160; 5; SALE & SERVICE OF INSURANCE,SECURITIES AND INVESTMENT PRODUCTS.| 4) NAME OF OTHER BUSINESS: F FACTOR GOLF LEAGUE; INVESTMENT RELATED: NO; ADDRESS: 42 MAGILL RD GRAFTON, MA 01519; NATURE OF BUSINESS: NON PROFIT; START DATE: 04/2024; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: COLLECTING ANNUAL DUES AND PAYING OUT PRIZE MONEY;
CRS (Client Relationship Summary) - RIA
Click below to view Christopher David Campbell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 324 Grove St, Worcester, MA 01605RIA
CRD#: 105644
WORCESTER, MA
Current
June 9, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 324 Grove St, Worcester, MA 01605BD
CRD#: 13572
Worcester, MA
Past
June 9, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
May 6, 2013 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
WORCESTER, MA
Past
April 29, 2013 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WORCESTER, MA
Past
January 17, 2012 - April 29, 2013
MARINER
RIA
CRD#: 151664
OVERLAND PARK,, KS
Past
January 9, 2007 - April 30, 2013
NEW ENGLAND SECURITIES
BD
CRD#: 615
WORCESTER, MA
Past
March 10, 2004 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
March 10, 2004 - January 11, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/9/2021)
RR
Colorado(2/7/2022)
RR
Connecticut(6/9/2021)
RR
Florida(6/10/2021)
RR
Maine(10/28/2025)
RR
Massachusetts(6/9/2021)
IAR
Massachusetts(6/29/2023)
RR
Michigan(6/9/2021)
RR
Minnesota(10/6/2022)
RR
New Hampshire(6/9/2021)
RR
New York(6/9/2021)
RR
North Carolina(6/9/2021)
RR
Ohio(1/24/2025)
RR
Rhode Island(5/16/2023)
RR
South Carolina(6/9/2021)
RR
Texas(6/9/2021)
IAR
Texas(6/29/2023)
RR
Vermont(6/9/2021)
RR
Virginia(11/27/2024)
RR
West Virginia(8/10/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Worcester, MA 01605TRUST BUT VERIFY
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