FF
Francielly L. Franca Ayres
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CRD#: 4733524
FF
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Francielly Louise Franca Ayres, who also goes by Francielly Louise Franca, Francielly L Franca Ayres, Fran Franca, Frances Franca, Fran Franca Ayres, Frances Franca Ayres, Francielly Franca Ayres, was a registered financial professional .
Francielly is a previously registered financial professional and started their career in finance in 2004. Francielly had worked at 5 firms and has passed the Series 66, Series 99TO, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Francielly Louise Franca | Francielly L Franca Ayres | Fran Franca | Frances Franca | Fran Franca Ayres | Frances Franca Ayres | Francielly Franca Ayres
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Self Employed; Owner; Not Investment-related; Address of the Business: www.raiseandwork.com. Start Date: March 2019; Nature: Personal blog for working moms. ; Approximate # of hours/month you devote to this outside activity during business hours: 0. Approximate # of hours/month you devote to this outside activity during non-business hours: 1-5. Description of Duties: Write and discuss issues related to the everyday life of a working mother. ?Name of the other business; - Banco BTG Pactual S.A. Cayman Branch / BTG Pactual Argentina S.A. / BTG Pactual Casa de Bolsa S.A. de CV ?whether the business is investment-related; - Yes ?The address of the other business; - Harbour Place, 5th floor, 103 South Church Street, P.O. Box 1353GT, Grand Cayman, Cayman Islands, KY1-1108 & Av. del Libertador 101 Piso 9 - Vicente Lopez - Provincia de Buenos Aires - Buenos Aires, AR-B B1638 & Paseo de los Tamarindos n�mero 400 - A, piso 23, Col. Bosques de las Lomas, C.P. 05120, Mexico, CDMX ?The nature of the other business; your position; title, or relationship with the other business and briefly describe your duties relating to the other business; Each of these affiliates have a local Head of Operations responsible for the day-to-day activities. These heads report directly to me on an HR level. My responsibility is to ensure operations alignment amongst the affiliates. I do not have access or control over local systems or client information. The start date added above relates to the date conversations about this position started taking place. ?The start date of your relationship; - jan/2022 ending apr/2023 ?The approximate number of hours/month you devote to the other business; 32 ?The number of hours you devote to the other business during securities trading hours; 32 hours I am currently employed as the Investment Advisor of BTG Pactual Asset Management US, LLC, which is located at 601 Lexington avenue 57th floor, New York, NY 10022 and working from 200 south Biscayne Blvd. 54th floor Miami Florida 3331. BTG Pactual Asset Management US, LLC, which is a SEC Registered Investment Adviser and an affiliate of BTG Pactual US Capital, LLC. My employment at BTG Pactual Asset Management us, LLC commenced in May 2023. Approximately 5% of my work time is devoted to my role as the Investment Advisor of BTG Pactual Asset Management US.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
May 5, 2023 - April 23, 2025
BTG PACTUAL ASSET MANAGEMENT US , LLC
RIA
CRD#: 152538
Miami, FL
Past
July 22, 2021 - April 23, 2025
BTG PACTUAL US CAPITAL, LLC
BD
CRD#: 149486
Miami, FL
Past
January 15, 2009 - July 23, 2021
BANCO DO BRASIL SECURITIES LLC
BD
CRD#: 132701
MIAMI, FL
Past
March 11, 2005 - February 6, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
CORAL GABLES, FL
Past
February 28, 2005 - February 6, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
CORAL GABLES, FL
Past
January 23, 2004 - March 3, 2005
CITICORP INVESTMENT SERVICES
BD
CRD#: 23988
LONG ISLAND CITY, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BP
BTG PACTUAL ASSET MANAGEMENT US , LLC
BTG ASSET MANAGEMENT CORP. | GREYTOWN ADVISORS | BTG PACTUAL US ASSET MANAGEMENT CORP. | BTG PACTUAL U.S. PRIVATE CREDIT INVESTMENTS | BTG PACTUAL TIMBERLAND INVESTMENT GROUP, LLC | BTG PACTUAL STRATEGIC CAPITAL | BTG PACTUAL GLOBAL ALTERNATIVES | BTG PACTUAL FAMILY OFFICE | BTG PACTUAL ASSET MANAGEMENT US, LLC | BTG PACTUAL ASSET MANAGEMENT US , LLC
CRD#: 152538 / SEC#: 801-71004
RIA
Registered Investment Advisory firm - (1/19/2010 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
BP
BTG PACTUAL ASSET MANAGEMENT US , LLC
BTG ASSET MANAGEMENT CORP. | GREYTOWN ADVISORS | BTG PACTUAL US ASSET MANAGEMENT CORP. | BTG PACTUAL U.S. PRIVATE CREDIT INVESTMENTS | BTG PACTUAL TIMBERLAND INVESTMENT GROUP, LLC | BTG PACTUAL STRATEGIC CAPITAL | BTG PACTUAL GLOBAL ALTERNATIVES | BTG PACTUAL FAMILY OFFICE | BTG PACTUAL ASSET MANAGEMENT US, LLC | BTG PACTUAL ASSET MANAGEMENT US , LLC
CRD#: 152538 / SEC#: 801-71004
RIA
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Contact information
Main Address
601 Lexington Avenue 57th Floor, New York, NY 10022
Mailing Address
Phone number
(212) 293-4600
Established
Firm type
Fiscal year end
# of Employees
176
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 548 |
| AUM (Assets Under Management) | $ 25,628,617,941 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
