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Sam N. Singh

STATE FARM INVESTMENT MANAGEMENT
Brooklyn, NY
·CRD# 4733422·23 years registered

Professional Summary

Sam N. Singh, who also goes by Sam N Singh, Sam Singh, Satesh N Singh, Satesh Narendra Singh, is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Brooklyn, New York and STATE FARM VP MANAGEMENT CORP. located in Rosedale, New York. Sam is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Sam has worked at 13 firms and has...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Sam N Singh, Sam Singh, Satesh N Singh, Satesh Narendra Singh

Blog Corner

More Resources

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years registered in the securities industry

Current & Past Employments

Current

STATE FARM INVESTMENT MANAGEMENT CORP.Current·CRD# 3487
RIA
1. 6608 18th Avenue , Brooklyn, NY 112042. 244-27 Merrick Blvd., Rosedale, NY 11422
August 27, 2026 - Present
STATE FARM VP MANAGEMENT CORP.Current·CRD# 43036
BD
1. 24427 Merrick Blvd, Rosedale, NY 11422-14612. 6608 18th Ave, Brooklyn, NY 11204-4356
August 26, 2026 - Present

Past

FIDELITY BROKERAGE SERVICES LLCPast·CRD# 7784
BD
Merrimack, NH
September 10, 2021 - June 20, 2025
STRATEGIC ADVISERS LLCPast·CRD# 104555
RIA
Boston, MA
March 31, 2025 - April 8, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORSPast·CRD# 288590
RIA
Brooklyn, NY
February 4, 2022 - March 31, 2025
LIFEMARK SECURITIES CORP.Past·CRD# 16204
BD
South Richmond Hill, NY
April 24, 2019 - July 14, 2021
NETWORK 1 FINANCIAL SECURITIES INC.Past·CRD# 13577
BD
Syosset, NY
February 24, 2017 - May 1, 2017
WELLS FARGO CLEARING SERVICES, LLCPast·CRD# 19616
BD
Hempstead, NY
April 4, 2013 - February 26, 2015
WELLS FARGO CLEARING SERVICES, LLCPast·CRD# 19616
BD
New York, NY
June 13, 2011 - September 1, 2011
JOHN CARRIS INVESTMENTS LLCPast·CRD# 145767
BD
Hoboken, NJ
April 11, 2011 - June 13, 2011
COLUMBUS ADVISORY GROUP, LTD.Past·CRD# 126331
BD
New York, NY
March 17, 2011 - April 1, 2011
NYLIFE SECURITIES LLCPast·CRD# 5167
BD
New York, NY
June 3, 2005 - November 5, 2007
METROPOLITAN LIFE INSURANCE COMPANYPast·CRD# 4095
BD
New York, NY
December 8, 2003 - June 16, 2004
MSI FINANCIAL SERVICES, INC.Past·CRD# 14251
BD
Springfield, MA
December 8, 2003 - June 16, 2004

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Current Firm

STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT CORP.

STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.

CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)
BD
Terminated by SEC on 06/30/2001

Contact Information

Main Address

One State Farm Plaza B-2, Bloomington, IL 61710-0001

Phone Number

(800) 447-0740

Established

Delaware since 12/09/1966

Firm Type

Corporation

Fiscal Year End

November

# of Employees

7,930

SEC notice filing (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

STATE FARM INVESTMENT MANAGEMENT CORP WRAP FEE BROCHURE (4/30/2026)

Direct owners and executive officers

NamePositionCRD#
STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANYOWNER—
CHEVALIER, JEREL SAMASSISTANT SECRETARY-TREASURER2209892
GRIMES, DAVID ROYVICE PRESIDENT & SECRETARY1432710
GRIZZLE, DAVID RAYASSISTANT SECRETARY/TREASURER4084087
HORTON, STEPHEN LOWELLASSISTANT SECRETARY3124493
JAYNES, DONALD ONEILASSISTANT SECRETARY3124497
JOSLIN, ROGER SCOTTDIRECTOR, VICE PRESIDENT & TREASURER262350
KILLIAN, JOHN JOSEPHDIRECTOR2614915
MOORE, DAVID MICHAELASSISTANT SECRETARY2876793
MOSER, KURT GEORGEDIRECTOR & SENIOR VICE PRESIDENT2065254
RUST, EDWARD BARRY JRDIRECTOR AND PRESIDENT1450795
THOMAS, HOWARD ANDREWASSISTANT SECRETARY-TREASURER3150520
TIPSORD, MICHAEL LEONASSISTANT SECRETARY1943922
TROSINO, VINCENT JOSEPHDIRECTOR1780681

Regulatory Assets Under Management

Total Number of Accounts

2,160

AUM (Assets Under Management)

$12,938,660,000

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Anthony Petrozzella Insurance Agency; Investment-related; 24427 Merrick Blvd Rosedale, NY 11422-1461; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Agent employee; Agent Team Member; 08/04/2026; 80; 80; Service customers 2) Steve Fay Insurance Agency; Investment-related; 6608 18th Ave Brooklyn, NY 11204-4356; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Agent employee; Agent Team Member; 08/04/2026; 80; 80; Service customers

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT CORP.

STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.

CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)
BD
Terminated by SEC on 06/30/2001

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
IAR
New York
(8/27/2026)
RR
New York
(8/31/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Feb 2022About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2011About the Series 63 exam

Series 6TO — Investment Company Products/Variable Contracts Representative Examination

Passed Aug 2026About the Series 6TO exam

SIE — Securities Industry Essentials Examination

Passed May 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 2011About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Dec 2003About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Sam N. Singh's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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