Sam N. Singh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sam N Singh, who also goes by Sam Singh, Satesh Narendra Singh, was a registered financial professional .
Sam is a previously registered financial professional and started their career in finance in 2003. Sam had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 2025 - April 8, 2025
STRATEGIC ADVISERS LLC
February 4, 2022 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
September 10, 2021 - June 20, 2025
FIDELITY BROKERAGE SERVICES LLC
April 24, 2019 - July 14, 2021
LIFEMARK SECURITIES CORP.
February 24, 2017 - May 1, 2017
NETWORK 1 FINANCIAL SECURITIES INC.
April 4, 2013 - February 26, 2015
WELLS FARGO CLEARING SERVICES, LLC
June 13, 2011 - September 1, 2011
WELLS FARGO CLEARING SERVICES, LLC
April 11, 2011 - June 13, 2011
JOHN CARRIS INVESTMENTS LLC
March 17, 2011 - April 1, 2011
COLUMBUS ADVISORY GROUP, LTD.
June 3, 2005 - November 5, 2007
NYLIFE SECURITIES LLC
December 8, 2003 - June 16, 2004
METROPOLITAN LIFE INSURANCE COMPANY
December 8, 2003 - June 16, 2004
MSI FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
