DT
Daniel S. Taylor
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Cockeyesville, MD 21030
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CRD#: 4733003
DT
Professional summary
Daniel Stirling Taylor is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Cockeyesville, Maryland and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Coceysville, Maryland.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Daniel has worked at 4 firms and has passed the Series 66, SIE, Series 86, Series 87 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 06/2006, AS ADVISORY REP OF A RIA. INV REL, 40 HR/WK 32.5 HR/WK TRADING 2) BUNKER HILL FINANCIAL INC. 30 SPRINGHILL FARM COURT COCKEYSVILLE ND, S-CORP OWNER, 01/2021, INV REL, 40 HR/WK 40 HR/WK TRADING 3) THE STAKE CLUB, MARLTON NJ, CO-CHAIR OF THE PHILANTHROPY COMMITTEE, 03/2021, NIR, 2 HR/MO 0 HR/MO TRADING 4) STAKE CLUB CHARITABLE FOUNDATION CORPORATION, PO BOX 1450 SCOTTSDALE AZ, 03/2022, NIR, PRESIDENT, CHARITABLE DONATIONS, 2 HR/MO 0 HR/MO TRADING 5) DST FINANCIAL SERVICES, 30 SPRINGHILL FARM COURT COCKEYSVILLE MD, 01/2011, OWNER, DBA, INV REL, 160 HR/MO 32 HR/MO TRADING 6) DANIEL TAYLOR, 30 SPRINGHILL FARM COURT COCKEYSVILLE MD, 08/2023, INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 1 HR/MO 1 HR/MO TRADING 7) VANGUARD SCHOOL FOUNDATION, 22000 HIGHWAY 27 LALE WALES FL, 04/2024, BOARD MEMBER, EDUCATION, NIR, 1 HR/MO 1 HR/MO TRADING 8) TRELLIS SERVICES, 30 SPRINGHILL FARM COURT COCKEYSVILLE MD, 09/2024, IN-HOME CARE, MEDICAL, NIR, 3 HR/MO 0 HR/MO TRADING 9) SANDRA GAL FOUNDATION, Lakewood Ranch FL 34202, 12/2024, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 1 HR/MO, 0 HR/MO TRADING. 10) THE GENEROUS GAME FOUNDATION, PO Box 1450, Scottsdale AZ 85252, United States, 03/07/2022, Director, Volunteer, NIR, 2 HR/MO - 0 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Stirling Taylor's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 16, 2006 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 30 Springhill Farm Court, Cockeyesville, MD 21030RIA
CRD#: 134139
Cockeyesville, MD
Current
June 16, 2006 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
COCEYSVILLE, MD
Past
June 8, 2005 - June 20, 2006
VFINANCE INVESTMENTS, INC
BD
CRD#: 44962
BOCA RATON, FL
Past
May 19, 2004 - June 3, 2005
LEGG MASON WOOD WALKER, INCORPORATED
BD
CRD#: 6555
BALTIMORE, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(12/5/2008)
RR
Colorado(7/18/2022)
RR
Delaware(11/6/2018)
RR
Florida(6/29/2006)
RR
Illinois(4/12/2007)
RR
Louisiana(12/5/2008)
RR
Maryland(6/16/2006)
IAR
Maryland(6/16/2006)
RR
New York(6/16/2006)
RR
Ohio(9/13/2007)
RR
Pennsylvania(6/16/2006)
RR
South Carolina(8/7/2012)
RR
Texas(4/25/2011)
IAR
Texas(4/25/2011)
RR
Vermont(1/4/2021)
RR
Virginia(6/16/2009)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Cockeyesville, MD 21030TRUST BUT VERIFY
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