George E. Wright

Some features on this profile are disabled

CRD#: 473195

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

George Edward Wright was a registered financial professional .

George is a previously registered financial professional and started their career in finance in 1971. George had worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 1, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Independent insurance agent for various insurance companies. Offer insurance products (term, disability and long term care insurance) to individuals. Location: personal residence, Warwick, RI. from 2 to 5 hours/month, some during trading hours. Investment-related.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 5, 2017 - November 10, 2022

DIVERSIFIED RESOURCES, LLC

CRD#: 31346

WARWICK, RI

Past

September 29, 2017 - November 10, 2022

DIVERSIFIED RESOURCES, LLC

RIA

CRD#: 31346

WARWICK, RI

Past

October 9, 2003 - October 1, 2015

DIVERSIFIED RESOURCES, LLC

RIA

CRD#: 31346

WARWICK, RI

Past

May 11, 1993 - October 1, 2015

DIVERSIFIED RESOURCES, LLC

CRD#: 31346

WARWICK, RI

Past

November 19, 1989 - May 17, 1993

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

November 4, 1988 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

December 27, 1983 - November 15, 1988

G. R. PHELPS & CO., INC.

CRD#: 173

Past

July 13, 1971 - December 1, 1983

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DIVERSIFIED RESOURCES, LLC

DIVERSIFIED RESOURCES | WRIGHT, GEORGE EDWARD | DIVERSIFIED RESOURCES, LLC

CRD#: 31346 / SEC#: 801-108432, 8-45497

RIA

Registered Investment Advisory firm - SEC (9/21/2016 Approved)

Florida

Registered Investment Advisory firm - SEC (10/13/2016 Terminated)

Rhode Island

Registered Investment Advisory firm - SEC (10/13/2016 Terminated)

Texas

Registered Investment Advisory firm - SEC (10/13/2016 Terminated)

Broker-Dealer Firm Regulated by FINRA (Boston district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/18/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/27/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 1

Date: 7/10/1971

Registered Representative Examination

Principal/Supervisory Exam

Series 51

Date: 3/17/2003

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 7/24/1992

General Securities Principal Examination

Current Firm

DIVERSIFIED RESOURCES, LLC

DIVERSIFIED RESOURCES | WRIGHT, GEORGE EDWARD | DIVERSIFIED RESOURCES, LLC

CRD#: 31346 / SEC#: 801-108432, 8-45497

RIA

Registered Investment Advisory firm - SEC (9/21/2016 Approved)

Florida

Registered Investment Advisory firm - SEC (10/13/2016 Terminated)

Rhode Island

Registered Investment Advisory firm - SEC (10/13/2016 Terminated)

Texas

Registered Investment Advisory firm - SEC (10/13/2016 Terminated)

Broker-Dealer Firm Regulated by FINRA (Boston district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

70 Jefferson Blvd. 4th Floor, Warwick, RI 02888

Mailing Address

70 Jefferson Blvd. 4th Floor, Warwick, RI 02888

Phone number

(401) 941-1500

Established

Rhode Island since 01/16/2001

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (8 States and Territories)

FINRA licenses (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

DIVERSIFIED RESOURCES ADV PART 2 A DISCLOSURE BROCHURE (3/11/2025)

Direct owners and executive officers

Name	Position	CRD#
BACON, KAREN JOSEPHINE	MANAGING MEMBER ,PRINCIPAL AND CCO	2410249

Regulatory assets under management

Total Number of Accounts	1,139
AUM (Assets Under Management)	$ 233,686,640

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

George E. Wright

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

DIVERSIFIED RESOURCES, LLC

DIVERSIFIED RESOURCES, LLC

DIVERSIFIED RESOURCES, LLC

OSAIC WEALTH, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

G. R. PHELPS & CO., INC.

METROPOLITAN LIFE INSURANCE COMPANY

Primary Firm SEC Registration

DIVERSIFIED RESOURCES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/18/1997

Series 63

Date: 1/27/1984

Series 7TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 1

Date: 7/10/1971

Series 51

Date: 3/17/2003

Series 24

Date: 7/24/1992

Current Firm

DIVERSIFIED RESOURCES, LLC

Contact information

SEC notice filing (8 States and Territories)

FINRA licenses (11 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Red Flags

Company Information

DIVERSIFIED RESOURCES, LLC

TRUST BUT VERIFY

Contact information

Similar Advisors