Lionel J. Edmonson

ESSEX PRIVATE WEALTH MANAGEMENT LLC

BEDFORD, NH 03110

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CRD#: 4731762

Professional summary

Lionel James Edmonson III, CFP®, who also goes by Jim Edmonson, L Jim Edmonson, Lionel James Edmonson, is a registered financial advisor currently at ESSEX PRIVATE WEALTH MANAGEMENT LLC located in Bedford, New Hampshire and HUNTWICKE SECURITIES, LLC located in Topsfield, Massachusetts.

Lionel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Lionel has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jim Edmonson | L Jim Edmonson | Lionel James Edmonson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Trust Officer, Faith Baptist Church, Manchester, NH. Religious Organization. Duties: act as liaison with investment advisor, reviewing investments and reporting to the church. Investment-related. Start date: January 2016. Total Hrs per week: 1, none during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lionel James Edmonson III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

September 6, 2017 - Present

ESSEX PRIVATE WEALTH MANAGEMENT LLC

Office #1: 3 Executive Park Drive, Bedford, NH 03110

RIA

CRD#: 149991

BEDFORD, NH

Current

August 30, 2017 - Present

HUNTWICKE SECURITIES, LLC

Office #1: 7 Grove Street Suite 201, Topsfield, MA 01983

CRD#: 146993

Topsfield, MA

Past

August 27, 2010 - August 29, 2017

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

MERRIMACK, NH

Past

April 18, 2007 - August 28, 2017

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

MERRIMACK, NH

Past

March 26, 2004 - January 31, 2007

HORACE MANN INVESTORS, INC.

CRD#: 11643

BEDFORD, NH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ESSEX PRIVATE WEALTH MANAGEMENT LLC

ESSEX PRIVATE WEALTH MANAGEMENT LLC | PHALANX WEALTH MANAGEMENT, LLC | PHALANX PARTNERS | HUNTWICKE ADVISORS, LLC | ESSEX PRIVATE WEALTH MANAGEMENT, LLC

CRD#: 149991 / SEC#: 801-108702

RIA

Registered Investment Advisory firm - (11/22/2016 Approved)

New Hampshire

Registered Investment Advisory firm - (11/8/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Massachusetts
(8/30/2017)

IAR

Massachusetts
(9/6/2017)

New Hampshire
(8/30/2017)

IAR

New Hampshire
(5/14/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/21/2010

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/4/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/17/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/25/2004

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

ESSEX PRIVATE WEALTH MANAGEMENT LLC

ESSEX PRIVATE WEALTH MANAGEMENT LLC | PHALANX WEALTH MANAGEMENT, LLC | PHALANX PARTNERS | HUNTWICKE ADVISORS, LLC | ESSEX PRIVATE WEALTH MANAGEMENT, LLC

CRD#: 149991 / SEC#: 801-108702

RIA

Registered Investment Advisory firm - (11/22/2016 Approved)

New Hampshire

Registered Investment Advisory firm - (11/8/2016 Terminated)

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Contact information

Main Address

7 Grove Street Suite 201, Topsfield, MA 01983

Mailing Address

Phone number

(978) 887-5981

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ESSEX DISCLOSURE BROCHURE, SUPPLEMENTS AND PRIVACY POLICY (6/11/2025)

Regulatory assets under management

Total Number of Accounts	762
AUM (Assets Under Management)	$ 293,647,777

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Lionel J. Edmonson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lionel James Edmonson III's CRS (Customer Relationship Summary).

Certified licenses

Experience

HUNTWICKE SECURITIES, LLC

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

HORACE MANN INVESTORS, INC.

Primary Firm SEC Registration

ESSEX PRIVATE WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/21/2010

Series 63

Date: 3/4/2004

SIE

Date: 10/1/2018

Series 7

Date: 4/17/2007

Series 6

Date: 3/25/2004

FINRA

Current Firm

ESSEX PRIVATE WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ESSEX PRIVATE WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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