Matthew E. Weissman
AE WEALTH MANAGEMENT
Wilmington, NC 28405
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CRD#: 4731319
Professional summary
Matthew E Weissman, CFP®, who also goes by Matthew Elliott Weissman, Matthew Weissman, is a registered financial advisor currently at AE WEALTH MANAGEMENT, LLC located in Wilmington, North Carolina and AE FINANCIAL SERVICES, LLC located in Wilmington, North Carolina.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Matthew has worked at 8 firms and has passed the Series 66, Series 63, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Matthew Elliott Weissman | Matthew Weissman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) AEWM; YES INVESTMENT RELATED; 2950 SW MCCLURE, TOPEKA, KS 66614 ; NATURE INVESTMENT ADVICE FOR FEE; INVESTMENT ADVISOR REPRESENTATIVE; START DATE 08/2021; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING 2.) AIRLIE WEALTH ADVISORS, LLC; 1213 CULBRETH DRIVE, SUITE 364, WILMINGTON, NC 28405; INSURANCE SALES AND SERVICES; OWNER/FINANCIAL ADVISOR; START DATE 08/2021; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING AEFA - AMERICAN FINANCIAL EDUCATION ALLIANCE POSITION: Chapter President NATURE: The American Financial Education Alliance(AFEA)is one of the fastest growing non-profit financial wellness programs in the country! Our uniqueNo Sellingapproach, coupled with strategic alliances will change the way you think about financial education! As an IRS approved 501(c)(3) non-profit organization, AFEA's mission is to inform and empower Americans to take control of their finances by providing comprehensive financial education in communities nationwide. AFEA specializes in providing high-level financial education to: Businesses and their employees (Satisfying ERISA 404c Requirements)Churches and their congregationsColleges and their alumniOther organizations and local communities via college and library held classes INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2023 ADDRESS: 1213 Culbreth Drive, Ste 364, Wilmington NC 28405, United States DESCRIPTION: I would be a chapter president for a territory that allows me to provide educational workshops to the community under their brand and as a 501c3.
CRS (Client Relationship Summary) - RIA
Click below to view Matthew E Weissman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2014
Experience
Current
September 7, 2021 - Present
AE WEALTH MANAGEMENT, LLC
Office #1: 1213 Culbreth Dr, Wilmington, NC 28405RIA
CRD#: 282580
Wilmington, NC
Current
September 7, 2021 - Present
AE FINANCIAL SERVICES, LLC
Office #1: 1213 Culbreth Dr Ste 364, Wilmington, NC 28405BD
CRD#: 298608
Wilmington, NC
Past
July 14, 2016 - September 8, 2021
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
WILMINGTON, NC
Past
July 1, 2016 - September 8, 2021
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
WILMINGTON, NC
Past
April 1, 2014 - June 24, 2016
MID-ATLANTIC SECURITIES, INC.
RIA
CRD#: 18836
WILMINGTON, NC
Past
February 9, 2012 - June 24, 2016
MID-ATLANTIC SECURITIES, INC.
BD
CRD#: 18836
WILMINGTON, NC
Past
May 3, 2011 - September 27, 2011
NATWEST MARKETS SECURITIES INC.
BD
CRD#: 11707
STAMFORD, CT
Past
February 13, 2008 - March 26, 2008
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Past
December 17, 2003 - May 10, 2004
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
December 17, 2003 - May 10, 2004
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AE WEALTH MANAGEMENT, LLC
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
RIA
Registered Investment Advisory firm - (2/17/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Nevada(11/2/2021)
RR
North Carolina(9/7/2021)
IAR
North Carolina(9/7/2021)
RR
South Carolina(9/7/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AW
AE WEALTH MANAGEMENT, LLC
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
RIA
Registered Investment Advisory firm - (2/17/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2950 Sw Mcclure Road Suite B, Topeka, KS 66614
Mailing Address
Phone number
(866) 363-9595
Established
Firm type
Fiscal year end
# of Employees
602
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,059 |
| AUM (Assets Under Management) | $ 37,525,706,084 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
AE WEALTH MANAGEMENT, LLC
CRD#: 282580Wilmington, NC 28405TRUST BUT VERIFY
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