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Matthew E Weissman

Matthew E Weissman

CFP®
AE WEALTH MANAGEMENT
Wilmington, NC
·CRD# 4731319·22 years experience

Professional Summary

Matthew E Weissman, CFP®, who also goes by Matthew Elliott Weissman, Matthew Weissman, is a registered financial advisor currently at AE WEALTH MANAGEMENT, LLC located in Wilmington, North Carolina and AE FINANCIAL SERVICES, LLC located in Wilmington, North Carolina. Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Matthew has worked at 8 firms and has passed the Series 66, Series 63, Series...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Matthew Elliott Weissman, Matthew Weissman

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 2014

Years of Experience

22 years in the financial services industry

Current & Past Employments

AE WEALTH MANAGEMENT, LLC·CRD# 282580
RIA
1213 Culbreth Dr Ste 364, Wilmington, NC 28405
September 7, 2021 - Present
AE FINANCIAL SERVICES, LLC·CRD# 298608
BD
1213 Culbreth Dr Ste 364, Wilmington, NC 28405
September 7, 2021 - Present
MML INVESTORS SERVICES, LLC·CRD# 10409
RIA
Wilmington, NC
July 14, 2016 - September 8, 2021
MML INVESTORS SERVICES, LLC·CRD# 10409
BD
Wilmington, NC
July 1, 2016 - September 8, 2021
MID-ATLANTIC SECURITIES, INC.·CRD# 18836
RIA
Wilmington, NC
April 1, 2014 - June 24, 2016
MID-ATLANTIC SECURITIES, INC.·CRD# 18836
BD
Wilmington, NC
February 9, 2012 - June 24, 2016
NATWEST MARKETS SECURITIES INC.·CRD# 11707
BD
Stamford, CT
May 3, 2011 - September 27, 2011
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
February 13, 2008 - March 26, 2008
METROPOLITAN LIFE INSURANCE COMPANY·CRD# 4095
BD
New York, NY
December 17, 2003 - May 10, 2004
MSI FINANCIAL SERVICES, INC.·CRD# 14251
BD
Springfield, MA
December 17, 2003 - May 10, 2004

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Current Firm

AW
AE WEALTH MANAGEMENT, LLC

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319
RIA
Registered Investment Advisory firm - SEC (2/17/2016 Approved)

Contact Information

Main Address

2950 Sw Mcclure Road Suite B, Topeka, KS 66614

Phone Number

(866) 363-9595

# of Employees

630

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APPENDIX 1 (3/31/2026)

Regulatory Assets Under Management

Total Number of Accounts

282,995

AUM (Assets Under Management)

$49,837,385,888

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) AEWM; YES INVESTMENT RELATED; 2950 SW MCCLURE, TOPEKA, KS 66614 ; NATURE INVESTMENT ADVICE FOR FEE; INVESTMENT ADVISOR REPRESENTATIVE; START DATE 08/2021; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING 2.) AIRLIE WEALTH ADVISORS, LLC; 1213 CULBRETH DRIVE, SUITE 364, WILMINGTON, NC 28405; INSURANCE SALES AND SERVICES; OWNER/FINANCIAL ADVISOR; START DATE 08/2021; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING AEFA - AMERICAN FINANCIAL EDUCATION ALLIANCE POSITION: Chapter President NATURE: The American Financial Education Alliance(AFEA)is one of the fastest growing non-profit financial wellness programs in the country! Our uniqueNo Sellingapproach, coupled with strategic alliances will change the way you think about financial education! As an IRS approved 501(c)
(3) non-profit organization, AFEA's mission is to inform and empower Americans to take control of their finances by providing comprehensive financial education in communities nationwide. AFEA specializes in providing high-level financial education to: Businesses and their employees (Satisfying ERISA 404c Requirements)Churches and their congregationsColleges and their alumniOther organizations and local communities via college and library held classes INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2023 ADDRESS: 1213 Culbreth Drive, Ste 364, Wilmington NC 28405, United States DESCRIPTION: I would be a chapter president for a territory that allows me to provide educational workshops to the community under their brand and as a 501c3.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AE WEALTH MANAGEMENT, LLC

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319
RIA
Registered Investment Advisory firm - SEC (2/17/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Nevada
(11/2/2021)
RR
North Carolina
(9/7/2021)
IAR
North Carolina
(9/7/2021)
RR
South Carolina
(9/7/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Mar 2014About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2011About the Series 63 exam

Series 6TO — Investment Company Products/Variable Contracts Representative Examination

Passed Jan 2023About the Series 6TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 2011About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Dec 2003About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Matthew E Weissman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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Matthew E Weissman
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