Jonathan R. Heagle
MOUNTAIN VISTA WEALTH MANAGEMENT
Santa Barbara, CA
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CRD#: 4731304
Professional summary
Jonathan R. Heagle, CFP®, who also goes by Jon Heagle, is a registered financial advisor currently at MOUNTAIN VISTA WEALTH MANAGEMENT located in Santa Barbara, California.
Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Jonathan has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Biography
Jonathan Heagle is the founder and president of Mountain Vista Wealth Management, LLC, a firm whose mission is to help individuals and families achieve their financial goals, while also allocating resources to pursue their passions. He has 20 years of industry experience, including 16 years on Wall Street. He worked at Goldman Sachs in the mortgage department as a structurer and trader, and at the Royal Bank of Canada as a portfolio manager. During this time, Jon managed proprietary bank portfolios with assets upwards of $3 billion.
Jonathan earned a bachelor’s degree in finance from Boston College and holds the CERTIFIED FINANCIAL PLANNER™ (CFP®) and Chartered Financial Analyst® (CFA®) designations.
When he is not creating financial plans, consulting with clients or stress-testing portfolios, you can find him snowboarding in the backcountry or cycling around his hometown of Santa Barbara. He is also a proud husband and father of two daughters.
Question & Answer
What are your service offerings?
Retirement Planning
Investment Planning
Comprehensive Financial Planni...
Do you have an area of expertise or specialization?
Alternative or Private Investm...
Baby Boomers
Generation X
Investment Advice with Ongoing...
Real Estate Investments
Retirement Plan Investment Adv...
What is your minimum asset requirement?
250K
Are you a "fiduciary"?
Yes
Aliases
Jon Heagle
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Jonathan R. Heagle is currently employed as Managing Partner at MV Properties 1, LLC. This activity currently takes up less than 10% of Mr. Heagleâ??s time.
CRS (Client Relationship Summary) - RIA
Click below to view Jonathan R. Heagle's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2020
Experience
Current
January 9, 2019 - Present
MOUNTAIN VISTA WEALTH MANAGEMENT
RIA
CRD#: 290456
Santa Barbara, CA
Past
January 3, 2018 - December 31, 2018
MOUNTAIN VISTA WEALTH MANAGEMENT
RIA
CRD#: 290456
Santa Barbara, CA
Past
June 16, 2010 - July 9, 2015
RBC CMA LTD
BD
CRD#: 121263
NEW YORK, NY
Past
August 4, 2008 - July 9, 2015
RBC CAPITAL MARKETS, LLC
BD
CRD#: 31194
NEW YORK, NY
Past
January 6, 2004 - August 21, 2008
GOLDMAN SACHS & CO. LLC
BD
CRD#: 361
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(1/10/2019)
IAR
Connecticut(1/9/2019)
IAR
New York(10/4/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
MOUNTAIN VISTA WEALTH MANAGEMENT
MOUNTAIN VISTA WEALTH MANAGEMENT | MOUNTAIN VISTA WEALTH MANAGEMENT, LLC
CRD#: 290456 / SEC#:
California
Registered Investment Advisory firm - (1/10/2019 Approved)Connecticut
Registered Investment Advisory firm - (1/9/2019 Approved)New York
Registered Investment Advisory firm - (8/16/2018 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Santa Barbara, CA
Mailing Address
Phone number
(805) 225-6559
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 59 |
| AUM (Assets Under Management) | $ 38,907,153 |
Red Flags
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