AP
Aron Pinson
EQUINUM
Brooklyn, NY 11218
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CRD#: 4730525
AP
Professional summary
Aron Pinson, who also goes by Aron [nmn] Pinson, is a registered financial advisor currently at EQUINUM, LLC located in Brooklyn, New York.
Aron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Aron has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 24 and Series 4 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Aron [nmn] Pinson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Aron Pinson is owner of PFS Trading Inc., a company that buys and sells modern coins and collectibles, located at 972 Lincoln Pl, Brooklyn, New York 11213. It is not investment related. Advisory clients of Equinum are not clients of PFS Trading; this other business activity does not create any conflicts of interest with advisory clients. Aron Pinson is the majority owner of Freeda Health LLC, a company that manufactures and sells nutraceuticals, located at 2361 Nostrand Ave, Suite 506, Brooklyn, NY 11210. It is not investment related. Advisory clients of Equinum are not clients of Freeda Health; this other business activity does not create any conflicts of interest with advisory clients. Aron Pinson is owner of LPS Consulting & Servicing Inc., a company that provides consulting and services. The company provides consultation and analysis regarding securities investments, however Mr. Pinson does not serve in a capacity of an investment adviser representative for LPS Consulting Servicing Inc. or any other advisory firm Advisory clients of Equinum are not clients of LPS Consulting & Servicing; this other business activity does not create any conflicts of interest with advisory clients. Aron Pinson is a partner of Innovative Buyers LLC., a company that buys and sells modern coins and collectibles. It is not investment related. Advisory clients of Equinum are not clients of Innovative Buyers LLC; this other business activity does not create any conflicts of interest with advisory clients. Mr. Pinson spends fewer than 10 hours per month during Equinum's business hours with these other business activities.
CRS (Client Relationship Summary) - RIA
Click below to view Aron Pinson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 16, 2020 - Present
EQUINUM, LLC
Office #1: 3611 14th Avenue, Suite 221, Brooklyn, NY 11218RIA
CRD#: 304350
Brooklyn, NY
Past
June 30, 2014 - August 28, 2019
VCP FINANCIAL LLC
RIA
CRD#: 167901
NEW YORK, NY
Past
February 17, 2012 - January 3, 2017
STONEX SECURITIES INC.
BD
CRD#: 18456
NEW YORK, NY
Past
August 8, 2011 - March 7, 2012
SYNERGY INVESTMENT GROUP, LLC
BD
CRD#: 46035
NEW YORK, NY
Past
October 19, 2010 - July 18, 2011
KENSINGTON CAPITAL CORP.
BD
CRD#: 1742
NEW YORK, NY
Past
March 8, 2010 - October 15, 2010
SYNERGY INVESTMENT GROUP, LLC
BD
CRD#: 46035
NEW YORK, NY
Past
November 16, 2006 - December 31, 2008
REUVEN ENTERPRISES SECURITIES DIVISION, LLC
BD
CRD#: 140910
NEW YORK, NY
Past
January 1, 2004 - November 20, 2006
KOVACK SECURITIES INC.
BD
CRD#: 44848
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EL
EQUINUM, LLC
EQUINUM WEALTH MANAGEMENT | EQUINUM, LLC
CRD#: 304350 / SEC#: 801-116824
RIA
Registered Investment Advisory firm - (6/27/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(1/16/2020)
IAR
New York(8/31/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
EL
EQUINUM, LLC
EQUINUM WEALTH MANAGEMENT | EQUINUM, LLC
CRD#: 304350 / SEC#: 801-116824
RIA
Registered Investment Advisory firm - (6/27/2019 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3611 14th Avenue, Suite 221, Brooklyn, NY 11218
Mailing Address
Phone number
(718) 480-5600
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 194 |
| AUM (Assets Under Management) | $ 396,653,120 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/27/2025 | ||
| 01/30/2024 | ||
| 02/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
