Travis A. Allen
Professional summary
Travis Adonis Allen, who also goes by Travis Allen, is a registered financial advisor currently at ALLIANCEBERNSTEIN L.P. located in Washington, District Of Columbia and SANFORD C. BERNSTEIN & CO., LLC located in Washington, District Of Columbia.
Travis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Travis has worked at 2 firms and has passed the Series 66, SIE, Series 31, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Travis Adonis Allen's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 13, 2009 - Present
ALLIANCEBERNSTEIN L.P.
Office #1: 800 Connecticut Ave. Nw, Washington, DC 20006January 1, 2004 - Present
SANFORD C. BERNSTEIN & CO., LLC
Office #1: 800 Connecticut Avenue, N.w. Suite 1100, Washington, DC 20006-2720Primary Firm SEC Registration
ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/27/2018)
(8/22/2022)
(7/25/2024)
(1/1/2004)
(6/27/2013)
(8/27/2014)
(5/15/2019)
(7/25/2024)
(8/18/2009)
(7/23/2024)
(7/23/2024)
(8/18/2009)
(8/27/2009)
(7/23/2024)
(6/26/2018)
(3/14/2025)
(7/31/2024)
(10/4/2013)
(10/8/2013)
(8/18/2009)
(5/20/2013)
(8/13/2015)
Exams
FINRA
Current Firm
ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 68,593 |
| AUM (Assets Under Management) | $ 709,162,000,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2024 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
