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Joseph William Blandford

CRD# 4730101·Registered 2005 - 2019
Previously Registered: Being a previously registered professional could mean that Joseph is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Joseph William Blandford, who also goes by Joe Blandford, was a registered financial advisor. Joseph was a previously registered financial professional and started their career in finance 2005 - 2019. Joseph had worked at 4 firms and has passed the SIE, Series 57, Series 7, Series 72 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Joe Blandford

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

21 years in the financial services industry

Current & Past Employments

303 SECURITIES, LP·CRD# 288569
BD
Chicago, IL
July 25, 2017 - May 20, 2019
303 ALTERNATIVES, LLC·CRD# 166675
BD
Chicago, IL
May 4, 2017 - June 5, 2017
GELBER SECURITIES, LLC·CRD# 18367
BD
Chicago, IL
January 25, 2008 - January 13, 2010
COUNTRY CAPITAL MANAGEMENT COMPANY·CRD# 12060
BD
Bloomington, IL
July 28, 2005 - November 10, 2005

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Current Firm

3S
303 SECURITIES, LP

303 SECURITIES, LLC | ARB SECURITIES | 303 SECURITIES, LP

CRD#: 288569 / SEC#: 8-69952
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

401 W. Superior Street, Chicago, IL 60654

Mailing Address

401 W. Superior Street, Chicago, IL 60654

Phone Number

(312) 605-8012

Established

Delaware since 03/02/2017

Firm Type

Other Types of Legal Formation

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
ARB TRADING GROUP LPSHAREHOLDER—
ARB GP, LLCGENERAL PARTNER—
BARCLAY, JAMES MPRINCIPAL & CRO4131615
CEBAN, VASILE NMNFINOP, PFO & POO6902974
THOMPSON, STANLEY JOHN IIIMANAGING PRINCIPAL & CEO/CCO2455853

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 57 — Securities Trader Exam

Passed Aug 2017About the Series 57 exam

Series 7 — General Securities Representative Examination

Passed May 2017About the Series 7 exam

Series 72 — Government Securities Representative Examination

Passed Jan 2008

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jul 2005About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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