Barbara A. Lythjohan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barbara Ann Lythjohan, who also goes by Barbara Ann Ballmer, Barbara Ann Colyer, Barbara Ann Coy, was a registered financial professional .
Barbara is a previously registered financial professional and started their career in finance in 2006. Barbara had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 13, 2018 - October 4, 2019
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
April 13, 2018 - October 4, 2019
RAYMOND JAMES FINANCIAL SERVICES, INC.
September 12, 2011 - April 19, 2018
EQUITABLE ADVISORS, LLC
September 12, 2011 - April 19, 2018
EQUITABLE ADVISORS, LLC
November 28, 2008 - September 2, 2011
LANDAAS & COMPANY
November 28, 2008 - September 2, 2011
LANDAAS & COMPANY
September 10, 2008 - September 10, 2008
BMO HARRIS FINANCIAL ADVISORS, INC.
September 10, 2008 - December 1, 2008
BMO HARRIS FINANCIAL ADVISORS, INC.
October 15, 2007 - September 11, 2008
RAYMOND JAMES FINANCIAL SERVICES, INC.
December 21, 2006 - September 11, 2008
RAYMOND JAMES FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
