Michele M. Frey
Professional summary
Michele Morley Frey, who also goes by Michele Elizabeth Morley, is a registered financial professional currently at PRUCO SECURITIES, LLC. located in Minneapolis, Minnesota and PRUDENTIAL ANNUITIES DISTRIBUTORS, INC located in Shelton, Connecticut.
Michele is registered as a RR (Registered Representative) and started their career in finance in 2004. Michele has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michele Morley Frey's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 6, 2014 - Present
PRUCO SECURITIES, LLC.
Office #1: 700 Nicollet Mall, Minneapolis, MN 55402June 27, 2018 - Present
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
Office #1: One Corporate Drive, Shelton, CT 06484September 3, 2010 - February 21, 2013
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
December 6, 2004 - August 30, 2010
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
March 26, 2004 - December 6, 2004
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/6/2014)
(1/6/2014)
Exams
FINRA
Current Firm
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
CRD#: 21570 / SEC#: , 8-39058
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | SHAREHOLDER COMMON | |
| CARROLL, TRACEY MARIA | PRESIDENT | 5841463 |
| HAGGERTY, SCOTT PETER | CHIEF EXECUTIVE OFFICER | 2619329 |
| HARTNETT, CHRISTINA A | CHIEF OPERATING OFFICER | 2672099 |
| MCGRATH, SHANE THOMAS | CHIEF COMPLIANCE OFFICER | 4458909 |
| SMIT, ROBERT PHILIP | FINOP, CFO | 2332366 |
| THOMSEN, JORDAN K | CHIEF LEGAL OFFICER AND SECRETARY | 2821664 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
Red Flags
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