Abigail K. Montemaro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Abigail K Montemaro, who also goes by Abigail K Hostler, Abigail Hostler, Abby Hostler, Abby Montemaro, was a registered financial professional .
Abigail is a previously registered financial professional and started their career in finance in 2004. Abigail had worked at 2 firms and has passed the Series 66, SIE, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 24, 2009 - December 31, 2011
ENSEMBLE FINANCIAL SERVICES, INC.
November 23, 2009 - February 7, 2013
ENSEMBLE FINANCIAL SERVICES, INC.
January 12, 2005 - November 9, 2009
WALL STREET FINANCIAL GROUP, INC.
May 6, 2004 - November 9, 2009
WALL STREET FINANCIAL GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 7/13/2005
Limited Representative-Equity Trader ExamCurrent Firm
ENSEMBLE FINANCIAL SERVICES, INC.
CRD#: 17443 / SEC#: , 8-35776
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
