CA
Calvin Avant
STATE FARM INVESTMENT MANAGEMENT
OZARK, AL 36360
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CRD#: 4729223
CA
Professional summary
Calvin Avant III, who also goes by Calvin Avant III, Trae Avant, Calvin Avant, Trae Avant III, is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Ozark, Alabama and STATE FARM VP MANAGEMENT CORP. located in Dunwoody, Georgia.
Calvin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Calvin has worked at 5 firms and has passed the Series 65, Series 63, Series 66, Series 6TO, SIE, Series 6, Series 7, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Calvin Avant Iii | Trae Avant | Calvin Avant | Trae Avant Iii
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Trae Avant III Insurance Agency; Investment-related; 1114 Andrews Ave Ozark, AL 36360; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent;10/01/2016; 80; 80; Service customers and supervise employees 2) Dale County United Way; Non-Investment-related; 304 N Foster St., Dothan, AL 36303; Non-Profit; Board Member; 06/01/2018; 6;6; Fundraising 3) Ozark Police Foundation; Non-Investment-related; 275 Union Ave., Ozark, AL 36360; Public Service; Board Member; 06/01/2021; 2;2; member of the Board of Directors 4) MEN Inc.; Non-Investment-related; 3991 Campground Rd., Ozark, AL 36360; Education; Board Member; 01/01/2023; 6:6: mentor program for boys 5) Southeast Alabama Boy's & Girl's Club; Non-Investment-related; 195 Martin Luther King Jr. Ave., Ozark, AL 36360; Child Care; Board Member; 06/01/2019; 8;8; member of the Board of Directors 6) Dale Medical Center; Non-Investment-related; 126 Hospital Ave, Ozark, AL 36360; Hospital; Board Member; 07/01/2017; 6;6; member of the Board of Directors 7) Wiregrass United Way; Non-Investment-related; 304 N Foster St, Dothan, AL 36303; Non-Profit; Board Member; 05/01/2018; 6:6; member of the Board of Directors
CRS (Client Relationship Summary) - RIA
Click below to view Calvin Avant III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 5, 2025 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 1114 Andrews Ave, Ozark, AL 36360RIA
CRD#: 3487
OZARK, AL
Current
August 18, 2025 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: Park Center 2- 237 Perimeter Center Parkway, Dunwoody, GA 30346BD
CRD#: 43036
Dunwoody, GA
Past
May 29, 2015 - June 23, 2016
STATE FARM VP MANAGEMENT CORP.
BD
CRD#: 43036
BLOOMINGTON, IL
Past
October 12, 2006 - October 31, 2012
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
JACKSONVILLE, FL
Past
August 22, 2006 - September 26, 2006
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
JACKSONVILLE, FL
Past
January 13, 2006 - September 26, 2006
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
JACKSONVILLE, FL
Past
July 1, 2004 - November 11, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
JACKSONVILLE, FL
Past
January 23, 2004 - November 11, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Alabama(8/5/2025)
RR
Alabama(8/18/2025)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 8/16/2025
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
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Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487Ozark, AL 36360TRUST BUT VERIFY
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