Daniel I. Kim
Professional summary
Daniel Isaac Kim, who also goes by Daniel Isaac Kim, Daniel Kim, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 2005. Daniel has worked at 7 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel Isaac Kim's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 13, 2024 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901May 1, 2018 - September 3, 2021
HORNOR, TOWNSEND & KENT, LLC
January 5, 2012 - November 23, 2016
ONEAMERICA SECURITIES, INC.
January 5, 2012 - November 23, 2016
ONEAMERICA SECURITIES, INC.
July 22, 2010 - October 12, 2011
WADDELL & REED
November 30, 2009 - October 12, 2011
WADDELL & REED
January 16, 2007 - April 23, 2009
QUASAR DISTRIBUTORS, LLC
January 23, 2006 - December 18, 2006
WELLS FARGO INVESTMENTS, LLC
June 21, 2005 - December 8, 2005
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 9/21/2023
General Securities Representative ExaminationFINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
