John D. Maxey
Professional summary
John Donald Maxey is a registered financial professional currently at FIRST SOUTHERN, LLC located in Alpharetta, Georgia.
John is registered as a RR (Registered Representative) and started their career in finance in 2003. John has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Donald Maxey's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 22, 2020 - Present
FIRST SOUTHERN, LLC
Office #1: 1720 Windward Concourse, Suite 115, Alpharetta, GA 30005March 10, 2015 - October 5, 2020
FIRST SOUTHERN SECURITIES, LLC.
January 2, 2013 - March 17, 2015
BB&T SECURITIES, LLC
January 5, 2006 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
December 3, 2003 - January 12, 2006
BERGEN CAPITAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/22/2020)
(1/31/2024)
Exams
FINRA
Current Firm
FIRST SOUTHERN, LLC
CRD#: 282756 / SEC#: , 8-69733
Contact information
FINRA licenses (35 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BENT, INC. | SHAREHOLDER | |
| HEEHAW INC. | SHAREHOLDER | |
| VSPR, INC. | SHAREHOLDER | |
| PAGAN MARXUACH, RAFAEL ANTONIO | OWNER | 2863850 |
| HAWK, WILLIAM HEATH | PRESIDENT/CEO/MANAGING MEMBER | 2494928 |
| JACKELS, STEPHANIE KANE | FINOP/PFO | 5928877 |
| JONES, SHARON DOSTER | CHIEF COMPLIANCE OFFICER | 3124470 |
| SFYRIS, VASILEIOS ALEXIOS | MANAGING MEMBER/POO | 4026992 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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