Pablo G. Trevino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Pablo Guadalupe Trevino, CFP®, who also goes by Pablo Guadalupe Trevino, Paul Trevino, Pablo Trevino, was a registered financial professional .
Pablo is a previously registered financial professional and started their career in finance in 2003. Pablo had worked at 6 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 16, 2023 - January 13, 2025
USAA INVESTMENT SERVICES COMPANY
November 16, 2023 - January 13, 2025
USAA INVESTMENT SERVICES COMPANY
July 25, 2016 - June 19, 2020
USAA INVESTMENT SERVICES COMPANY
June 27, 2016 - June 19, 2020
USAA INVESTMENT SERVICES COMPANY
January 27, 2012 - July 11, 2014
USAA INVESTMENT SERVICES COMPANY
January 27, 2012 - July 11, 2014
USAA INVESTMENT SERVICES COMPANY
September 28, 2005 - January 25, 2012
USAA FINANCIAL PLANNING SERVICES
September 28, 2005 - January 25, 2012
USAA FINANCIAL ADVISORS, INC.
June 21, 2005 - September 2, 2005
MSI FINANCIAL SERVICES, INC.
April 15, 2004 - September 2, 2005
METROPOLITAN LIFE INSURANCE COMPANY
April 15, 2004 - September 2, 2005
MSI FINANCIAL SERVICES, INC.
January 6, 2004 - March 29, 2004
SECURIAN FINANCIAL SERVICES, INC.
December 18, 2003 - March 29, 2004
SECURIAN FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
USAA INVESTMENT SERVICES COMPANY
CRD#: 5475 / SEC#: 801-126328, 8-41241
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 10/24/2023
General Securities Representative ExaminationCurrent Firm
USAA INVESTMENT SERVICES COMPANY
CRD#: 5475 / SEC#: 801-126328, 8-41241
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| USAA INVESTMENT CORPORATION (PARENT CO.) | SHAREHOLDER | |
| BEALL, KEVIN DOUGLAS | VICE PRESIDENT, DIRECTOR | 4202452 |
| CARTER, BRANDON DANE | DIRECTOR, CHAIRMAN OF THE BOARD | 2939393 |
| ECK, FRANK THOMAS IV | SECRETARY | 7979835 |
| FLORES, JENNIFER MARGRET | FINOP AND PRINCIPAL FINANCIAL OFFICER | 4175069 |
| HANKS, KARE ELIZABETH | DIRECTOR, VICE PRESIDENT | 2883762 |
| MUIR, JAMES DYER | CHIEF COMPLIANCE OFFICER | 2801996 |
| PEREZ-ROSSELLO, MADELINE IVETTE | ASSISTANT VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 4033239 |
| STORK, MARY ELIZABETH | DIRECTOR | 2960253 |
| WHITE, WILLIAM SWEENEY | PRESIDENT, VICE-CHAIRMAN, DIRECTOR | 4843743 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
