Miki Hashimoto
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Miki Hashimoto, who also goes by Mikio Hashimoto, was a registered financial professional .
Miki is a previously registered financial professional and started their career in finance in 2004. Miki had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 21, 2019 - December 1, 2020
LIGHTPATH CAPITAL, INC
December 18, 2018 - March 4, 2019
WOODBURY FINANCIAL SERVICES, INC.
February 4, 2013 - March 14, 2019
SILBER BENNETT FINANCIAL, INC.
September 29, 2010 - April 28, 2011
OMNI BROKERAGE, INC.
April 24, 2010 - September 29, 2010
ARQUE CAPITAL, LTD.
July 26, 2004 - April 24, 2010
EMPIRE SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LIGHTPATH CAPITAL, INC
CRD#: 34617 / SEC#: , 8-46299
Contact information
FINRA licenses (4 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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